RBC · 10 hours ago
Senior Compliance Analyst, Business Management Team
Los Angeles, CA
Full-time
Onsite
Mid, Senior Level
$80K/yr - $135K/yr
5+ years expRBC is a leading financial institution, and they are seeking a Senior Compliance Analyst to support their Compliance Business Management Team. The role involves managing issues related to compliance, supporting regulatory inquiries, and assisting in business management activities.
BankingFinancial ServicesWealth Management
Responsibilities
Support CUSO issues management, governance process and communications
Assist in aggregating issues management data and metrics (KRI/KPI) for reporting purposes, as needed
Manage portfolio of open issues, driving issue remediation teams toward timely success
Supports Compliance team with regulatory inquiry tracking and reporting
Develop and maintain reporting for Business Management activities, including participating in financial planning process
Support Employee Engagement Activities and foster participation
Provide support for the creation of presentation materials
Support US Chief of Staff team in the development of initiatives and special projects
Assist US Compliance partners and stakeholders in identifying, supporting, and implementing continuous process improvement and efficiency enhancements
Qualification
Required
5+ years' experience in financial services or compliance
General understanding of compliance risk management, regulatory reporting, exam and audit management
General understanding of securities and banking rules and regulations
Preferred
Excellent written and verbal communication skills
Reporting experience with a high degree of attention to detail, experience working with the Finance team is a plus
Experience working with complex data and performing data analysis
Strong organizational and project management skills with discipline in managing priorities and meeting deadlines
Benefits
401(k) program with company-matching contributions
Health
Dental
Vision
Life
Disability insurance
Paid-time off
Company
RBC
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance.
10001+ employees
H1B Sponsorship
RBC has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (29)
2024 (17)
2023 (3)
2022 (4)
2021 (1)
2020 (2)
Funding
Current Stage
Public CompanyTotal Funding
$16.3B2025-10-30Post Ipo Debt· $5B
2025-09-15Post Ipo Debt· $1.35B
2025-07-10Post Ipo Debt· $177.74M
Leadership Team
Graeme Hepworth
Chief Risk Officer
Kelly Bradley
Chief Human Resources Officer
Recent News
Private Capital Journal
2026-01-09
Company data provided by crunchbase