RBC · 2 weeks ago
Compliance Analyst - Policy & Procedure Oversight
Minneapolis, MN
Full-time
Onsite
Entry Level
$55K/yr - $95K/yr
2+ years expRBC is a leading bank focused on providing compliance risk oversight and advice related to its Wealth Management policies and procedures. The Compliance Analyst will ensure that all policies and procedures are clear, well-implemented, and aligned with regulatory requirements, while proactively identifying and addressing compliance-related issues.
BankingFinancial ServicesWealth Management
Responsibilities
Proactively engage and maintain relationships with business partners to provide compliance oversight and governance over the implementation of policies and procedures attendant to the compliance program in support of current and future products and services in accordance with regulatory requirement and RBC’s risk and control requirements
Assess, monitor and, if applicable, escalate policy & procedure control weaknesses and support leadership in evaluation and response
Lead Compliance governance of policy and procedure reviews, coordinating all areas of Compliance review in which policy and procedure issues can be identified including Regulatory Updates, External Events, Issues Management, and Monitoring results
Oversee reporting of policy and procedure changes in coordination with 1LOD risk partners
Effectively communicate through approved RBC-WM internal communication channels (e.g. email announcements and intranet content) requirements of and/or changes to RBC Policies and the Compliance support resources available in a professional and approachable manner
Ensure communications meet requirements of RBC, including record retention requirements
Qualification
Required
Bachelor's Degree or 2 or more years of relevant experience
Base understanding of regulatory requirements
Strong knowledge of RBC's risk and control framework
Excellent relationship-building skills
Ability to proactively identify and address policy and procedure control weaknesses
Ability to develop clear and effective compliance-related content
Proactively engage and maintain relationships with business partners
Assess, monitor and escalate policy & procedure control weaknesses
Lead Compliance governance of policy and procedure reviews
Oversee reporting of policy and procedure changes
Effectively communicate through approved RBC-WM internal communication channels
Ensure communications meet requirements of RBC, including record retention requirements
Audits Compliance
Critical Thinking
Data Gathering Analysis
Decision Making
Industry Knowledge
Internal Controls
Interpersonal Relationship Management
Product Services
Risk Management
Strategic Thinking
Preferred
FINRA Series 7
Professional communication writing experience
Web creation and design experience
Benefits
401(k) program with company-matching contributions
Health, dental, vision, life, disability insurance
Paid-time off
Company
RBC
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance.
10001+ employees
H1B Sponsorship
RBC has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (29)
2024 (17)
2023 (3)
2022 (4)
2021 (1)
2020 (2)
Funding
Current Stage
Public CompanyTotal Funding
$16.3B2025-10-30Post Ipo Debt· $5B
2025-09-15Post Ipo Debt· $1.35B
2025-07-10Post Ipo Debt· $177.74M
Leadership Team
Graeme Hepworth
Chief Risk Officer
Kelly Bradley
Chief Human Resources Officer
Recent News
Private Capital Journal
2026-01-09
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