RBC · 4 months ago
Compliance - Senior Testing Officer, Enterprise Testing
Jersey City, New Jersey, United States of America
Full-time
Onsite
Mid, Senior Level
$80K/yr - $135K/yr
5+ years expRBC is a leading bank in the world, and they are seeking a Senior Testing Officer for their Enterprise Testing team. The role involves leading compliance reviews, developing testing approaches, and producing quality reports while overseeing other testers in the U.S. Compliance Testing Program.
BankingFinancial ServicesWealth Management
Responsibilities
Conduct testing across the CUSO/IHC, inclusive of the testing of controls and adherence to regulatory requirements that apply enterprise-wide across RBC’s CUSO, including Reg O, Reg W, Reg P, etc
Perform research on regulatory requirements and business controls to determine optimal approach to testing while employing a risk-based approach
Lead reviews and guide other testers, but may also assist other team members with completing reviews and/or portions of testing
Document conclusions of testing, including detailed workpapers as well as written reports documenting conclusions and findings
Assist with the reporting of the status of reviews in support of Test Plan Governance, including progress to plan reporting and change management
Provide ideas for the enhancement of the Program by leveraging Compliance Advisory team members, Compliance Practices and Assurance team members, Business Partners, and industry research
Responsible for assessing issues and advising on ratings, root causes, etc., and effectively communicating to Line of Business and compliance partners to obtain agreement
Responsible for escalating high risk issues found to senior management
Responsible for issue entry to the system of record and oversight that corrective action has been taken and issues satisfactorily remediated
Qualification
Required
Demonstrated experience evaluating compliance with enterprise-wide prudential regulations that span across the entity, such as Reg P, Reg O and Reg W
5+ years of experience in Banking Compliance Testing, Internal Audit, or an examiner at a financial institution's regulatory agency
Proven experience in compliance testing methodologies and/or audit experience
Preferred
Experience operating in a highly matrixed environment
Excellent communication and presentations skills
Excellent organizational skills
Excellent collaboration and team-building skills
Benefits
401(k) program with company-matching contributions
Health, dental, vision, life, disability insurance
Paid-time off
Company
RBC
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance.
10001+ employees
H1B Sponsorship
RBC has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (29)
2024 (17)
2023 (3)
2022 (4)
2021 (1)
2020 (2)
Funding
Current Stage
Public CompanyTotal Funding
$16.3B2025-10-30Post Ipo Debt· $5B
2025-09-15Post Ipo Debt· $1.35B
2025-07-10Post Ipo Debt· $177.74M
Leadership Team
Graeme Hepworth
Chief Risk Officer
Kelly Bradley
Chief Human Resources Officer
Recent News
Private Capital Journal
2026-01-09
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