Internal Audit Manager - Capital Markets jobs in United States
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Madison-Davis, LLC ยท 3 hours ago

Internal Audit Manager - Capital Markets

positionNYC Metro Area
timeFull-time
remoteOnsite
senioritySenior Level
money$150K/yr - $185K/yr
date5+ years exp

Madison-Davis, LLC is a well-established global financial institution with a growing U.S. presence. The Internal Audit Manager will oversee audits within the Capital Markets and Investment Management Audit group, providing independent assurance and evaluating internal controls across trading and investment activities.

Human ResourcesInformation TechnologyStaffing Agency
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Growth Opportunities
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H1B Sponsor Likelynote
Hiring Manager
Ross Levine
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Responsibilities

Participate in planning and execution of internal audits of the capital markets division, including trading, sales, and risk management functions
Understand the capital market activities and associated control framework, adopt risk-based approach to determine the audit scope, and define testing program
Conduct detailed audit testing and analysis to evaluate the design and effectiveness of internal controls, compliance with regulatory requirements, and adherence to company policies
Identify potential risks, control deficiencies, root causes, and develop practical and value-added recommendations for improvement
Prepare clear and concise audit reports, documenting findings and recommendations
Effectively communicate with auditees and audit team, develop good relationships, and timely escalate when there is an issue
Monitor and track the implementation of audit recommendations and follow up on outstanding issues
Participate or lead periodic continuous monitoring meetings and annual risk assessments
Participate in department-wide transformation projects, actively contribute to the changes, and demonstrate readiness and willingness to apply the changes

Qualification

Internal AuditCapital MarketsRisk ManagementFinancial ServicesIIA StandardsRelevant CertificationAnalytical SkillsCommunication Skills

Required

Bachelor's degree in business, Accounting, Finance, Economics or in a quantitative field such as Engineering or Mathematics
5+ years of work experience in financial services, internal audit, external audit, or relevant risk management positions
Understanding of capital markets, Equities and Equity Derivatives and Fixed Income and Currencies products, and front to back trading operations
Knowledge of general control and risk management framework, including market risk, counterparty credit risk, operational risk, etc
Familiarity with rules and regulations applicable to capital markets businesses
Knowledge of Institute of Internal Auditors (IIA) standards and practices
Holding or desire to pursue a relevant certification (CIA, FRM, CFA)

Company

Madison-Davis, LLC

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Madison-Davis is a staffing and recruiting company offering financial services.
dateFounded in 1982
location
Tarrytown, New York, USA
people-size51-200 employees
web-link
http://tmdg.com

H1B Sponsorship

Madison-Davis, LLC has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (22)
2024 (15)
2023 (8)
2022 (3)
2021 (1)

Funding

Current Stage
Growth Stage

Leadership Team

I
Ian Stewart
Founder and Advisor
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Company data provided by crunchbase