Apply on Employer Site

Dexian · 2 hours ago

Compliance Analyst

Santa Ana, CA

Contract

Hybrid

Senior Level

$50/hr - $54/hr

5+ years exp

Dexian is a leading provider of staffing, IT, and workforce solutions. They are seeking a Senior Risk Analyst/ Banking Risk Manager to develop a clear understanding of enterprise risks and controls, facilitate working sessions with process owners, and monitor documentation quality.

ConsultingHuman ResourcesInformation TechnologyProfessional ServicesStaffing Agency

Hiring Manager

Arpit Rawal

Responsibilities

Develops a clear understanding of the enterprise and the existing risks and controls through review of documentation including the enterprise risk assessment, risk assessment methodology, policies, and procedures

Translates complex operational processes into clear, structured risk and control language that is aligned with the established methodology

Identifies and documents evidence requirements for each control, including source systems, report names, and retention expectations

Facilitates working sessions with process owners to ensure that risk, control, and evidence details are accurately captured

Develops and maintains a detailed project plan covering risk documentation, control documentation, evidence mapping, and walkthroughs by process area

Tracks progress against established timelines, milestones, and deliverables, proactively identifying areas at risk of delay and escalating issues as needed

Monitors documentation quality, ensuring consistent application of the established methodology across all process areas; flags inconsistencies or gaps for review

Supports preparation of periodic progress updates for leadership

Works on problems of diverse scope where analysis of information requires evaluation of identifiable factors

Devises solutions based on limited information and precedents and adapts existing approaches to resolve issues

Uses evaluation, judgment, and interpretation to select the right course of action

Qualification

Risk managementInternal controlsComplianceGRC systemsAnalytical skillsClient service skillsMS WordMS ExcelMS PowerPointOrganizational skillsAttention to detailWritten communicationVerbal communicationInterpersonal skillsTeamworkSelf-motivated

Required

Bachelor's degree in business, accounting or finance, or equivalent work experience

5+ years of experience in risk management, internal controls, compliance, internal audit, or related field, preferably within the Commercial Banking and / or Fiduciary and Wealth Management industries

Knowledge of operational and regulatory risks and controls, and the related concepts and practices

Ability to establish and maintain effective working relationships at the senior management level across functional groups and business units

Excellent client service skills

Excellent organizational and analytical skills

Attention to detail

Excellent written and verbal communication skills

Excellent interpersonal, relationship-building and teamwork skills

Self-motivated; self-starter

Ability to manage multiple tasks, respond quickly to emergent problems, and focus both on long-range projects and immediate tasks

Proficient in MS Word, Excel and PowerPoint