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Sharp Decisions · 5 hours ago

Capital Markets Operations

Charlotte, NC

Full-time

Onsite

Senior Level

5+ years exp

Sharp Decisions is seeking an experienced Equity Operations professional to provide full post-execution support for a broad range of equity and capital markets products. This role involves collaborating with Trading, Technology, Compliance, Risk, and global stakeholders to ensure seamless trade lifecycle support and proactive risk management.

B2BHuman ResourcesInformation TechnologyStaffing Agency

Senior Management

Hiring Manager

Jeet Kumar

Responsibilities

Provide full post-execution trade support for all equity trading activity, including:

US and Japanese Primary Offerings (domestic and global)

Secondary Equity Trading

Convertible Bonds (Primary and Secondary)

Foreign Currency Forwards

ADRs

Ensure timely and accurate trade allocations on trade date

Confirm client accounts are correctly set up across all relevant systems

Partner with the Tokyo office to support market-making activities, including partial coverage on US holidays

Proactively identify, manage, and escalate operational risks or issues to relevant stakeholders and senior management

Prepare and deliver departmental metrics, reports, and dashboards as required

Review and enhance operational procedures to mitigate risk and improve efficiency

Support internal and external audits/reviews , with a focus on operational controls and processes

Collaborate cross-functionally with Front Office, Technology, Compliance, and Risk teams to support business initiatives

Assist with process improvement projects , including planning, execution, and implementation

Handle ad-hoc requests and additional responsibilities as assigned

Qualification

Equity Trade SupportFinancial Services ExperienceBloomberg TOMSPershing NetX360Broadridge IMPACTULLINKProcess ImprovementOperational Risk ManagementCross-functional Collaboration