Regulatory Policy Director jobs in United States
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Madison-Davis, LLC ยท 4 hours ago

Regulatory Policy Director

positionNYC Metro Area
timeFull-time
remoteOnsite
seniorityDirector/Executive
money$180K/yr - $230K/yr
date7+ years exp

Madison-Davis, LLC is partnering with a leading global banking and financial services organization focused on serving corporate, institutional, and municipal clients. They are seeking a Regulatory Policy Director to provide authoritative guidance on regulatory reporting requirements and to collaborate closely with various teams to enhance regulatory compliance.

Human ResourcesInformation TechnologyStaffing Agency
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Growth Opportunities
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H1B Sponsor Likelynote
Hiring Manager
Olivia Shaver
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Responsibilities

Develop, maintain, and update regulatory policies, guidance, and internal interpretations
Evaluate new regulations and assess their impact on products, transactions, and business units
Draft comment letters and participate in industry forums on technical regulatory topics
Engage with regulators and industry groups on reporting standards, capital, and liquidity rules
Advise stakeholders on regulatory reporting, product analysis, and complex transactions
Review and validate data across major regulatory reports, ensuring compliance and accuracy
Support Basel III, capital adequacy, and CCAR/ stress testing reporting initiatives
Collaborate on cross-functional projects to enhance regulatory compliance infrastructure
Implement new regulatory reporting standards, ensuring business alignment and adherence
Lead or contribute to training sessions for staff on regulatory reporting obligations
Ensure governance and control standards are applied across regulatory models

Qualification

Regulatory reportingU.S. regulatory frameworksBasel IIIFR Y-9C reportingAnalytical skillsAdvisory skillsCommunication skills

Required

7+ years in regulatory reporting, advisory, or quality assurance roles within banking or financial institutions
Strong knowledge of U.S. regulatory frameworks (capital, liquidity, leverage, Basel III), as well as BCBS rules
Hands-on experience with FR Y-9C, FR Y-14, FR 2052a, FFIEC 002, FR Y-15, FOCUS, or similar reporting structures
Bachelor's degree in Finance, Accounting, or related discipline (advanced degree or CPA a plus)
Excellent written and verbal communication, analytical, and business advisory skills
Experience interpreting regulatory rules for senior leadership and providing actionable guidance

Preferred

Familiarity with Japanese regulatory frameworks or cross-border operations is a plus, but not required

Company

Madison-Davis, LLC

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Madison-Davis is a staffing and recruiting company offering financial services.
dateFounded in 1982
location
Tarrytown, New York, USA
people-size51-200 employees
web-link
http://tmdg.com

H1B Sponsorship

Madison-Davis, LLC has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (22)
2024 (15)
2023 (8)
2022 (3)
2021 (1)

Funding

Current Stage
Growth Stage

Leadership Team

I
Ian Stewart
Founder and Advisor
linkedin
Company data provided by crunchbase