Goldman Sachs · 5 hours ago
Internal Audit-Dallas-Senior Analyst-Wealth Management
Dallas, TX
Full-time
Onsite
Mid, Senior Level
1+ years expGoldman Sachs is a leading global investment banking, securities and investment management firm. The Senior Analyst in Internal Audit for Wealth Management will ensure effective controls by assessing financial reports, compliance, and advising management on control solutions.
BankingFinanceFinancial ServicesVenture Capital
Responsibilities
Develop and maintain an in-depth understanding of Wealth Management business areas, relevant services and products offered, and supporting functions
Execute and lead the completion of audits across various audit lifecycle phases including planning and scoping, fieldwork, and reporting within assigned timelines and in line with audit objectives
Perform walkthroughs with first and second line of defense stakeholders to prepare process flowcharts, document narratives, and complete control design assessments
Complete effectiveness testing and outcome-based testing to evaluate the operating effectiveness of relevant controls, while ensuring work-papers meet high quality standards
Identify risks, assess the impact of control deficiencies and mitigating controls, and make recommendations on improving the control environment
Prepare commercially effective audit conclusions and findings, and present to Internal Audit senior management and stakeholders
Follow-up on open audit issues and perform validation testing of management’s completed remediation plans to verify appropriateness of resolution
Participate in department-wide initiatives aimed at continually improving Internal Audit's processes and supporting infrastructure
Maintain internal stakeholder relationships and regular interaction with the business during the year to assess changes in the control environment and other business matters that may impact the Internal Audit plan and related third line of defense coverage
Qualification
Required
1+ years of experience in Internal Audit within the financial services industry
4-year degree in a finance, accounting, or quantitative discipline
Knowledge of Private Wealth Advisory, Private Banking or Asset Management businesses, including supporting activities and related risks
Familiarity with global regulations impacting investment management or private banking products and services
Understanding of trading flows, capital markets and broker-dealer activities is a plus
Highly motivated and exceptional organizational skills with the ability to multi-task and meet tight deadlines, while remaining organized in a fast-paced dynamic environment
Team-oriented with a strong sense of ownership and accountability
Strong leadership, interpersonal, and relationship management skills
Robust verbal and written communication skills
Thorough analytical skills with the ability to demonstrate sound judgement and professional skepticism
Meticulous approach to identifying discrepancies or inadequacies, and hyper focus on attention to detail and precision
Proficiency in Microsoft Office Suite applications
Excellent critical thinking and problem-solving skills with the ability to be adaptable, resourceful, and learn firm and industry standards
Preferred
Understanding of trading flows, capital markets and broker-dealer activities is a plus
Relevant certification or industry accreditation (e.g., CPA, CFA, CIA, NASD Series) is a plus
Benefits
Training and development opportunities
Firmwide networks
Benefits
Wellness and personal finance offerings
Mindfulness programs
Company
Goldman Sachs
Goldman Sachs is a multinational financial services firm providing securities, investment banking, and management services.
10001+ employees
H1B Sponsorship
Goldman Sachs has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (1954)
2024 (1685)
2023 (2060)
2022 (2326)
2021 (2258)
2020 (1572)
Funding
Current Stage
Public CompanyTotal Funding
$6B2025-04-23Post Ipo Debt· $6B
2012-06-05Post Ipo Equity
1999-05-14IPO
Leadership Team
David M. Solomon
Chair and Chief Executive Officer
John Waldron
President and Chief Operating Officer
Recent News
2025-12-31
2025-12-30
Company data provided by crunchbase