Senior Audit Manager, Corporate Compliance (Hybrid) jobs in United States
cer-icon
Apply on Employer Site
company-logo

Capital One · 2 hours ago

Senior Audit Manager, Corporate Compliance (Hybrid)

Capital One is a financial services company seeking an energetic, self-motivated Audit Senior Manager to join their Corporate Compliance Audit Team. The role involves leading compliance-related audits, providing input to the annual audit plan, and managing audit engagements while fostering relationships with internal and external management.

BankingCredit CardsFinanceFinancial Services
check
Comp. & Benefits
badNo H1Bnote

Responsibilities

Plan, perform, and lead large/complex compliance-related audits at the enterprise level as well as other diverse lines of business and specialty areas
Help to implement the team's strategic imperatives/priorities
Establish and build working relationships with internal and external management
Provide significant input into the development of the annual audit plan
Design and perform compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes
Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery
Communicate the results of audit projects to management (written reports/oral presentations)
Manage staff during audit engagements and provide feedback on work performed

Qualification

AuditingComplianceRisk ManagementData AnalyticsPeople ManagementCertified Regulatory Compliance ManagerCertified Internal AuditorCertified Public AccountantCoachingLeadershipCommunication

Required

Bachelor's Degree or military experience
At least 7 years of experience in auditing, compliance, risk management or a combination
At least 5 years of experience in leading audit engagements or performing in the role of auditor-in-charge
At least 1 year of experience in people management

Preferred

5+ years of experience in one or more areas of compliance, such as consumer compliance or brokerage compliance
10+ years of experience in banking or the financial services industry
2+ years of experience with data analytics tools in support of internal audit
1+ years of experience with privacy compliance in the financial services industry
Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA) or Certified Public Accountant (CPA)

Benefits

Performance based incentive compensation
Cash bonus(es)
Long term incentives (LTI)
Comprehensive, competitive, and inclusive set of health, financial and other benefits

Company

Capital One

company-logo
Capital One is a financial services company that provides banking, credit card, auto loan, savings, and commercial banking services.

Funding

Current Stage
Public Company
Total Funding
$5.45B
Key Investors
Berkshire Hathaway
2025-09-11Post Ipo Debt· $2.75B
2025-01-30Post Ipo Debt· $1.75B
2023-05-15Post Ipo Equity· $954M

Leadership Team

leader-logo
Lo Li
CTO, Managing Vice President Retail Bank
linkedin
leader-logo
Daniel Arellano
Senior Vice President, Business Cards and Payments
linkedin
Company data provided by crunchbase