Platinum Legal Search Group, LLC ยท 8 hours ago
Capital Markets & Securities Attorney
New York, NY
Full-time
Onsite
Senior Level, Lead/Staff
$350K/yr - $2,500K/yr
8+ years expPlatinum Legal Search Group, LLC is a growing boutique corporate and securities law firm seeking an experienced Capital Markets & Securities Attorney to join its team. The role involves advising clients on sophisticated transactions such as public offerings and mergers & acquisitions, while ensuring compliance with relevant securities laws.
Law Practice
Hiring Manager
Bonnie B Maier
Responsibilities
Advise clients on public and private offerings of equity, debt, and convertible securities
Prepare and review SEC filings including registration statements, prospectuses, and periodic reports
Ensure compliance with the Securities Act of 1933 and the Exchange Act of 1934
Support clients in navigating uplisting processes from OTC to NASDAQ/NYSE
Counsel clients on corporate governance, fiduciary duties, and compliance matters
Coordinate with investment banks, funds, and placement agents in capital markets transactions
Experience running deals
Qualification
Required
Juris Doctor (JD) from an accredited law school
Minimum 8 years of experience handling capital markets and securities law matters
Strong familiarity with SEC reporting obligations
Excellent legal drafting, analytical, and negotiation skills
Ability to handle multiple projects under tight deadlines
Preferred
Experience advising small- and mid-cap public companies
Experience with exchange listing requirements and uplisting strategy
Company
Platinum Legal Search Group, LLC
Platinum Legal Search Group is one of the worlds most exclusive Legal / Lateral Search recruiting firms.
2-10 employees
Funding
Current Stage
Early StageCompany data provided by crunchbase