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Capital One · 2 hours ago

Director, Audit- Global Payment Network

Richmond, VA

Full-time

Hybrid

Senior Level, Lead/Staff

$240K/yr - $274K/yr

10+ years exp

Capital One is a financial services company focused on delivering top-quality assurance services through its Audit function. The role of Director in the Audit team involves overseeing audits related to global payment networks, managing audit teams, and providing insights into risk management and regulatory expectations.

BankingCredit CardsFinanceFinancial Services

Comp. & Benefits

No H1B

Responsibilities

Develop the strategic coverage approach for the relevant audit universe, including proactive monitoring for changing risks and necessary coverage approach changes. Lead continuous monitoring activities and updates to risk assessments, audit universe, and audit plan for relevant entities

Establish and maintain good relationships with key business leaders and audit partners. Leverage specialized knowledge and skills, providing management with insight into their area of subject-matter focus, building trust and mutual respect. Effectively represent internal audit at management meetings, internal forums, regulatory update meetings as well as to external organizations

Identify emerging risks and trends in areas of focus related to global payments networks and take opportunities to present them to internal and stakeholder management

Direct audits and project audits across the portfolio, including supervising audit teams and engagement managers, and coordinating with support Audit specialist teams

Review engagement planning documentation and audit programs to ensure adequate coverage of risk and sufficient rationale for audit scope. Maintains close control over budget, schedule and quality

Effectively review and compile relevant, material findings and recommendations into readable and concise audit reports. Communicate complex results and implications, incorporating different perspectives into deliverables

Assess relevance of audit findings, potential exposures, materiality, improving or deteriorating trends, and demonstrate awareness of big picture issues. Interpret business priorities, anticipate issues and obstacles, and apply to scope of role

Provide timely feedback, on-the-job training and coaching to audit staff and direct reports. Help team members grow their careers. Maintain an open, inclusive and trusting team environment

Participate in due diligence projects on behalf of Audit as well as lead Initial Control Reviews resulting from signed due diligence deals for the business

Deliver appropriate, succinct and organized information, tailoring communication style to audience

Manage timely and quality delivery of multiple tasks, including audits, projects, issue and regulatory commitment follow up, special assignments, and administrative activities. Self-prioritize and independently complete multiple tasks across the team and department. Demonstrate the ability to successfully meet deadlines

Qualification

Payment network technologyRisk managementAudit engagement managementPeople managementData analyticsRegulatory complianceCoachingTrust buildingQuality focusCommunication skillsCritical thinkingCollaborationAdaptabilityTeam leadership

Required

Bachelor's Degree or military experience

At least 10 years of experience in internal or external auditing, accounting, financial analysis, information systems, compliance, risk management or a combination within the banking or financial services industry

At least 5 years of people management experience

At least 3 years of experience managing audit engagements

Preferred

Master's Degree in Information Systems, Accounting, Finance, Economics, or Business Administration

5+ years of experience leading audits and performing the auditor-in-charge role

5+ years of experience in the payments network industry including the MANIC (Merchant-Acquirer-Network-Issuer-Customer) model, network participant roles (issuers, acquirers, merchants), PCI standards, and international payment regulations

2+ years of experience with payment technologies such as HPE Nonstop, IBM Mainframe, Mobile Payments, Tokenized services, cloud-based and virtualized environments, Windows and Linux operating environments

2+ years of experience at a leading public accounting or consulting firm, working in a highly regulated environment related to payment network and related technology services, leading people in cross-cultural/international teams or related experience

Professional certification such as Certified Information Systems Auditor (CISA), Certified Information Systems Security Professional (CISSP), Certified Information Security Manager (CISM), Certified Public Accountant (CPA) or Certified Internal Auditor (CIA)