Summit Financial Strategies, Inc. · 12 hours ago
Investment Operations Associate
Columbus, Ohio, United States
Full-time
Onsite
Entry, Mid Level
2+ years expSummit Financial Strategies, Inc. is an independent wealth management firm that offers financial planning and investment advice. The Investment Operations Associate is responsible for portfolio rebalancing and trading, ensuring efficient implementation of investment strategies across client portfolios while collaborating with investment and advising teams.
AccountingFinanceFinancial ServicesWealth Management
Responsibilities
Monitor and manage client portfolios, ensuring alignment with client investment objectives, risk tolerance, and Investment Policy Statements
Execute buy and sell orders for securities (Mutual Funds, ETFs, Stocks, Bonds, etc.) within client accounts to rebalance portfolios, manage cash needs, and implement portfolio adjustments as directed by the investment team
Ensure all trading and portfolio management activities adhere to internal policies and best practices
Work closely with the investment and advising teams to develop and implement trading strategies and enhance the client experience
Communicate effectively with team members to coordinate tasks and resolve any issues
Contribute to the Investment Subcommittee by assisting with report generation, best execution monitoring, maintaining accurate security categorizations across systems, and other investment-related operations
Support the firm's compliance efforts by assisting with various tasks as needed, including maintaining required documentation and adhering to regulatory requirements
Stay current with industry trends, market developments, and regulatory changes
Pursue continuing education and professional certifications as needed
Qualification
Required
Bachelor's Degree from an accredited college or university (preferably in Finance, Economics, Business, or a related field)
At least 2 years of experience in trading, portfolio management, or a related role within the financial services industry
Demonstrated proficiency with trading platforms and financial software systems, including portfolio management software
Strong analytical, problem-solving, and decision-making skills
Excellent written and verbal communication skills
Ability to work independently and collaboratively as part of a team
Exceptional attention to detail, accuracy, and organizational skills
Solid understanding of financial markets, investment strategies, and risk management principles
Proven ability to manage multiple tasks, prioritize effectively, and meet deadlines in a fast-paced environment
Commitment to maintaining the confidentiality of sensitive client information
Ideal candidates are naturally curious, eager to learn and always looking for ways to expand their knowledge
Benefits
Health insurance
401(k) plan
Financial support for professional accreditation/continuing education requirements and other education/training opportunities
Company
Summit Financial Strategies, Inc.
Summit Financial Strategies isn’t your typical financial planning firm. Everything you are used to—from fees to philosophy—is fundamentally different.
11-50 employees
Funding
Current Stage
Early StageLeadership Team
Samantha Macchia
Partner, President/CEO, Senior Financial Advisor
Mike Scherer, CFP®
Partner, Senior Financial Advisor, Chief Financial Officer
Company data provided by crunchbase