TD · 2 months ago
Trade Operations Support Specialist
Exton, Pennsylvania
Full-time
Onsite
Mid Level
$69K/yr - $103K/yr
3+ years expTD is one of the world's leading global financial institutions, and they are seeking a Trade Operations Support Specialist. This role involves executing trades, managing regulatory reports, and providing support to advisors on trading operations to ensure compliance and risk management.
BankingFinanceFinancial ServicesWealth Management
Responsibilities
Collaborates with the manager to develop and maintain trading rules and configure trade system settings in NetX360 to support business objectives
Executes trades accurately and ensure timely completion of all required regulatory and operational reporting
Reviews flagged live orders, releasing them for execution or escalating issues as appropriate to ensure risk management and compliance
Provides proactive support to advisors on trading operations, offering guidance on systems, processes, and best practices
Assists advisors with complex trading activities, including block trades, restricted securities, and other specialized transactions
Manages brokerage trade corrections, ensuring prompt resolution and minimal client impact
Responds to inquiries and oversee follow-up related to debit margin matters, maintaining high standards of client service and operational integrity
Supports the manager in preparing reports and analyses to meet internal and regulatory requirements
Assists in identifying, investigating and resolving trade errors by coordinating with advisors and support teams, helping to minimize financial exposure and prevent reoccurrence
Qualification
Required
An undergraduate degree in a relevant field is preferred, however candidates with significant directly related professional experience will also be considered
3+ years industry experience
Series 7 and 24
Must be eligible for employment under standards established by FINRA
Satisfactory results on a criminal background check, credit report check, civil litigation search, and regulatory agency or self-regulatory organization enforcement action search, and statements/certification from job applicant regarding administrative, civil, and/or criminal findings by any government agency/authority or self-regulatory organization, are required by federal law for this position
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
The Toronto-Dominion Bank & its subsidiaries are collectively known as TD Bank Group (TD).
10001+ employees
H1B Sponsorship
TD has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2022 (1)
2020 (6)
Funding
Current Stage
Late StageTotal Funding
$65MKey Investors
U.S. Department of the Treasury
2023-10-03Grant· $65M
Leadership Team
Brian Jacobson
Chief of Staff to the CEO, TD Bank, America's Most Convenient Bank
F
Foster Glenn
SVP, Chief Information Security Officer
Recent News
2026-01-11
Winnipeg Free Press
2026-01-09
2026-01-06
Company data provided by crunchbase