CTBC Bank, New York Branch · 10 hours ago
Internal Auditor
NYC Metro Area
Full-time
Onsite
Senior Level
$90K/yr - $150K/yr
5+ years expCTBC Bank is an international financial institution established in 1966, offering a comprehensive suite of financial services. They are seeking an Internal Auditor to perform internal audits, maintain internal controls, and provide consulting services to branch management while ensuring effective communication with stakeholders.
Banking
Responsibilities
Perform Internal Audit (IA) and Coordinate with other Departments, and Assist Head of IA
Prepare monthly IA activities report and updates to Global Audit Division, Head Office
Report to Global Audit Division in relation to on-site and off-site review/examination requested by regulatory authorities and external auditors
Ensure the audit assignments are completed according to the annual audit plan
Keep close communication and cooperation with other departments
Provide Ongoing Maintenance and Assessment of Internal Control, Risk Management, and Governance Process
Provide timely update to Head of Audit on risk and control issues in the Branch once being made aware
Ensure that audit mandate, procedure and sound audit practice standards are compiled at all times
Validate for closure the implementation of recommendations issued
Assist in conducting audit risk assessments and periodic reporting to management and/or Head Office
Support to deliver the annual audit plan and any ad-hoc requests from management, regulators and Head Office
Assist Head of Audit in management reporting
Perform special assignments, investigations and projects as requested by Senior Management of the Branch or Global Audit Division
Provide Consulting Services to Branch Management on the Assessment or Development of Internal Controls, and Maintain Effective and Professional Communication with External Parties
Work effectively with stakeholders in the provision of advisory services on risk and control issues
Act as a liaison party between Branch, Head Office Global Audit Division and external auditors in relation to inspection/audit matters and maintain effective and professional communication at all times
Apply Due Care and Skills in Reasonably Prudent Way
Understand changes in laws and regulations pertaining to the business of the Branch
Conduct tasks assigned utilizing strong written and verbal skills
Ability to multi task and problem solve as well as conduct tasks with a high level of accuracy and attention to detail
Plan audit engagements, identify inherent risks and control objectives and execute audit fieldwork
Dimension issues identified according to severity and participate in audit closing meetings and audit report drafting
Be flexible and adaptable with strong time management skills, able to manage changes depending on priorities / willingness to accommodate domestic and overseas visitors etc
Be confident, able to initiative with exceptional interpersonal skills
Prepare internal and external corporate documents for team members and industry partners/regulators
Uphold a strict level of confidentiality
Qualification
Required
Related Bachelor's degree required
5+ years experiences in auditing firm with FSO experience or banking operation/credit
Proficiency in data analytics using Excel, such as pivotal table
Preferred
Master's degree preferred
CPA, Certified Internal Auditor (CIA), CAMS preferred
Company
CTBC Bank, New York Branch
Established in 1966, CTBC Bank has been building customers’ wealth and Taiwan’s economy for over half a century now.
51-200 employees
H1B Sponsorship
CTBC Bank, New York Branch has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2022 (2)
Funding
Current Stage
Growth StageCompany data provided by crunchbase