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Settle · 5 hours ago

Compliance Manager

United States

Full-time

Remote

Mid, Senior Level

$110K/yr - $140K/yr

5+ years exp

Settle is seeking an experienced Compliance Manager to oversee and manage compliance within their platform, ensuring adherence to all applicable laws and regulations. The role involves developing compliance programs, conducting risk assessments, and fostering a culture of compliance throughout the organization.

B2BFinanceFinancial ServicesFinTechManagement ConsultingPaymentsSoftware

No H1B

U.S. Citizen Only

Responsibilities

Manage a comprehensive compliance program that addresses regulatory requirements, including BSA, AML, OFAC, and state-specific lending laws. This includes policies, procedures, and controls to manage and mitigate compliance risks

Oversee, maintain, and update systems for monitoring and reporting on compliance matters, including transaction monitoring, sanctions screening, and regulatory reporting. Ensure timely identification and resolution of compliance issues

Conduct regular risk assessments to identify potential areas of compliance vulnerability and risk; develop and implement corrective action plans for the resolution of problematic issues

Administer compliance employee training programs

Draft, review, and update compliance policies and procedures

Serve as the point of contact for regulatory examinations, audits, and inquiries related to compliance matters. Coordinate internal efforts to respond to regulatory requests and findings

Designing and executing tests (audits, reviews) to ensure adherence to laws, analyzing results for gaps, reporting findings and recommendations to management

Work closely with other departments and key partners to ensure that compliance considerations are integrated into business processes

Qualification

Compliance Program DevelopmentRegulatory KnowledgeTransaction MonitoringRisk AssessmentTrainingEducationCollaborationCore CompetenciesFintech ExperienceAdaptability