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Kavaliro · 14 hours ago

VP, Deposit Compliance Officer

Santa Rosa, CA

Full-time

Onsite

Senior Level

5+ years exp

Kavaliro is seeking a VP, Deposit Compliance Officer to oversee the Branch Banking Regulatory Compliance program. This role involves advising management on compliance issues, implementing new regulations, and ensuring adherence to banking policies and procedures.

B2BConsultingDeliveryHuman ResourcesInformation Technology

Culture & Values

Responsibilities

Acts as the Bank’s subject matter expert as it relates to the consumer protection, branch banking, digital banking and payments laws, rules, and regulations

Conducts research on established consumer protection, branch banking, digital banking and payments laws, rules, and regulations to ensure non-violation of federal laws and to stay abreast of public interest and consumer protections laws

Coordinates the identification, implementation and adjustment of new regulations passed by state or federal government bodies as part of the established regulatory change management process

Develops and/or evaluates, and maintains Deposit and Branch Banking compliance policies and procedures to ensure they are aligned with regulations

Develops, maintains, and submits reports to the Senior Management and/or the Board of Directors detailing deposit and general banking compliance issues

Reviews marketing collateral and disclosures to ensure compliance with applicable regulations

Coordinates the investigation in response to customer complaints, or complaints of policy or procedural violation as part of the Bank’s Complaint Management Program

Liaise with Branch Banking and Central Operations Senior Management to ensure proper implementation of established compliance policies

Trains bank staff and Directors with regard to applicable regulatory requirements

Performs routine monitoring to ensure adherence and compliance with regulations, laws, policies and procedures. Communicates the results of monitoring to Senior Management and, if necessary, the Board of Directors. Follow-up to ensure issues are addressed and/or escalated as needed

Coordinates and assists in the administration of independent, state, and federal regulator and auditor examinations and reviews

Ensures compliance with all applicable reporting and recordkeeping requirements

Assists in various other compliance related areas at the direction of the Bank’s Head of Compliance

Minimum of 10 hours CRA volunteer hours per year. Volunteer hours are typically scheduled within business hours. This is compensable time and mileage is reimbursed

Other duties as assigned

Qualification

Deposit complianceConsumer protection lawsDigital banking regulationsPayments lawsCRCM certificationTraining othersMulti-taskingTechnical readingResearch skillsMS Office SuiteBanking operations softwareGRC softwareOrganizational skillsCritical thinkingProblem-solvingCommunication skills

Required

A minimum of 5+ years of experience related to deposit, consumer, digital banking and payment laws, rules, and regulations

Proven ability to effectively train and instruct others in deposit compliance

Ability to multi-task in a fast-paced environment

Ability to read and understand technical and legal language

Self-motivated with strong organizational skills

Strong critical thinking and problem-solving skills

Excellent oral and written communication

Detail-oriented with strong research skills

Confidentiality and sound business judgment

Proficiency using MS Office Suite and banking operations software, including GRC software

Preferred

CRCM certification preferred

Benefits

Minimum of 10 hours CRA volunteer hours per year. Volunteer hours are typically scheduled within business hours. This is compensable time and mileage is reimbursed.