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BNY · 14 hours ago

Senior Vice President, Accounting

New York, NY

Full-time

Onsite

Senior Level, Lead/Staff

10+ years exp

BNY is a leading global financial services company that influences nearly 20% of the world’s investible assets. They are seeking a Senior Vice President in Broker-Dealer Regulatory Reporting to oversee regulatory capital calculations and filing requirements within their Capital Markets Broker Dealer Finance team.

Financial Services

Responsibilities

Responsible for oversight of preparation of daily net capital requirements reports and weekly customer reserve reporting for a full-service securities trading broker dealer (15c3-1 and 15c3-3 reports)

Responsible for the oversight and preparation of the monthly and quarterly FOCUS Report 15c3-1, and other regulatory filing requirements

Review and Preparation of the FOCUS supplemental regulatory reports

Review and Preparation of operational charges and securities haircuts

Review and Preparation of the daily 4210 capital charge

Review and Preparation of the SIPC Report

Work in tandem with Capital Markets Finance Director in the performance and management of the financial close process and issuance of audited financial statements. Activities may include:

Liaising with external auditors in support of regulatory filings and issuance of audited financial statements

Addressing external regulatory data requests

Review and approval of journal entries and/or reconciliations completed by less experienced professionals

Ensuring general ledger accounts are properly reconciled to source systems, including maintenance of strong accounting and regulatory reporting control environments

Key member of Capital Markets broker-dealer finance leadership team responsible for assisting in implementation of new products, and implementation of enhancements to new/existing technologies