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Charles Schwab · 10 hours ago

Director, Digital Assets Compliance

US-DC-Washington

Full-time

Onsite

Mid, Senior Level

$160K/yr - $240K/yr

7+ years exp

Charles Schwab is a leading financial services firm that empowers its employees to make a significant impact in their careers. They are seeking a Director of Digital Assets Compliance to oversee the compliance program for digital assets, ensuring adherence to regulatory requirements while managing risks associated with digital asset products and services.

Financial Services

Responsibilities

Develop, implement, and maintain compliance frameworks for digital asset activities across the enterprise, including tokenization, custody, and trading

Advise business and control partners on product development, risk assessments, and compliance requirements

Collaborate on design and implementation of surveillance and monitoring controls specific to digital assets

Engage with regulators (e.g., the Fed, OCC, FDIC, SEC, CFTC, FinCEN, NYDFS) and industry groups on regulatory requirements and expectations

Coordinate internal governance, testing, training, and reporting on digital asset compliance initiatives

Serve as subject matter expert and advisor across the firm on digital assets compliance matters

Qualification

Compliance experienceDigital asset regulationsBlockchain technologyRisk managementJudgmentAdvanced degreeCommunication skillsCollaboration skills

Required

7+ years of compliance, regulatory, and/or risk management experience in financial services, preferably including crypto-native or digital asset-focused institutions

Deep knowledge of digital asset regulations, including the Fed, OCC, FDIC, SEC, CFTC, FinCEN, and NYDFS

Experience with blockchain analytics and digital asset trading platforms, execution venues, custodians, and DeFi engagement models