Fidelity Bank / Oklahoma Fidelity Bank · 1 month ago
Compliance Administrator
Fidelity Bank is seeking a Compliance Administrator to maintain the Bank’s Compliance Management Program and ensure adherence to regulatory requirements. The role involves overseeing compliance policies, performing risk assessments, and providing strategic compliance guidance to various business units.
BankingCrowdfundingFinancial ServicesVenture Capital
Responsibilities
Partnering with the Director of Audit and Compliance to administer the Bank’s Compliance Management Program
Overseeing the communication and implementation of changes to regulatory policies and procedures, ensuring organizational alignment
Performing ongoing risk and compliance assessments to ensure compliance policies and operational controls are appropriate. Identifying any factors which may affect risk mitigation and compliance with applicable regulatory requirements
Monitoring strategies to ensure operations are effective and identifying any recommendations to support governance and mitigate risk
Ensuring that issues that arise through compliance monitoring are promptly addressed and reviewed, informing all necessary parties of issues and implementing solutions based on recommendations. Anticipating issues that may arise in the future and preparing appropriate deliverables
Leading the management of the Bank’s fair banking, fair lending and Community Reinvestment Act programs and overseeing regulatory examinations, ensuring adherence to best practices and regulatory expectations
Establishing expertise in the regulatory environment and remaining up to date on practices aligning with compliance to provide guidance to business units
Serving as a strategic consultant on new products, services, and marketing materials, providing high-level compliance input to leadership
Establishing relationships with specific business lines based on trust and assurance
Providing recommendations and assistance on business activities while implementing and training related regulations
Qualification
Required
Bachelor's degree or higher in business related field required (waived in lieu of 5+ years related experience)
Regulatory compliance, audit, review, or exposure to banking regulations required
Strong verbal, written and organizational skills as well as strong analytical skills with the ability to identify problems
Strong computer skills including proficiency in Microsoft Office
The ability to work late and/or flexible hours
Preferred
Regulatory compliance certification
Company
Fidelity Bank / Oklahoma Fidelity Bank
Fidelity Bank is a banking firm that offers business banking, commercial lending, and treasury services.
Funding
Current Stage
Growth StageTotal Funding
$94.25M2022-05-11Debt Financing· $52.25M
2017-09-28Debt Financing· $42M
Recent News
SEC
2022-05-19
Company data provided by crunchbase