Experienced Wealth Management Advisor jobs in United States
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Maxim Group LLC · 1 day ago

Experienced Wealth Management Advisor

positionNYC Metro Area
timeFull-time
remoteHybrid
senioritySenior Level

Maxim Group LLC is a leading full-service global investment banking firm headquartered in New York City, offering a wide range of financial services. They are seeking an Experienced Wealth Management Advisor to build client relationships, understand financial objectives, and provide tailored financial product recommendations.

Financial ServicesFinTechVenture CapitalWealth Management
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Senior Management
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H1B Sponsor Likelynote

Responsibilities

Build and nurture client relationships through networking events and portfolio management, ensure consistent communication and progress tracking
Understand clients' financial objectives and risk tolerance to devise personalized strategies, offering clear recommendations and guidance
Discuss financial products and services tailored to clients' unique situations

Qualification

Series 7 licenseSeries 63 license10 million AUM experienceBachelor's degreeProfessionalismCommunication skills

Required

Bachelor's degree in a relevant field
Experience with a minimum of 10 million AUM
Series 7 & 63 license – Series 65/66 a plus
Excellent oral and written communication skills
High standards of professionalism and ethical conduct

Preferred

Cover letters are not required but a plus

Company

Maxim Group LLC

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Maxim Group LLC is a leading full-service investment bank, securities and wealth management firm headquartered in mid-town Manhattan and is a registered broker-dealer with the SEC, the Municipal Securities Rulemaking Board (MSRB), FINRA and SIPC.
dateFounded in 2002
location
New York, New York, USA
people-size201-500 employees
web-link
http://www.maximgrp.com

H1B Sponsorship

Maxim Group LLC has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (3)
2024 (2)
2022 (2)
2021 (1)

Funding

Current Stage
Growth Stage

Leadership Team

A
Adam Wachtel
Managing Director - Corporate & Executive Services
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A
Angelo Lekanides
Managing Director - Executive & Corporate Services
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Recent News

Business Wire
NMG Announces Closing of US$20 Million Public Offering of Common Shares
2025-12-20
Morningstar.com
NMG Announces Overnight Marketed Public Offering
2025-12-18
Investing.com
Biodexa Pharmaceuticals stock falls after $10 million public offering
2025-12-18
Company data provided by crunchbase