Compliance Analyst jobs in United States
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Five Rings ยท 1 day ago

Compliance Analyst

Five Rings is a proprietary trading firm focused on strategy, innovation, and technology in global markets. They are seeking a Compliance Analyst to establish and maintain compliance policies, monitor trading activities, and manage regulatory communications.

Financial ServicesInformation TechnologyProfessional Services
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Comp. & Benefits

Responsibilities

Surveillance and monitoring of trading activity
Training and inducting staff
Documenting new policies
Managing regulatory reporting and communication
Administering existing policies
Monitoring regulatory developments and best practices

Qualification

Compliance knowledgeRegulatory reportingSpreadsheet proficiencyMultitasking abilityAttention to detailOrganizational skills

Required

Bachelor's degree or equivalent
Impeccable professional background
Minimum of 2 years of relevant experience in a regulated environment
Ability to work independently
Organization
Superior attention to detail
Ability to multitask
Strong knowledge of key compliance areas
Strong ability to work with spreadsheets

Benefits

Discretionary bonus
Benefits

Company

Five Rings

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Five Rings is a proprietary trading firm founded with a vision of combining strategy, innovation & technology to succeed in global markets.