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FIS · 1 day ago

VP, Compliance Executive, Strategy and Reporting

US NY NYC OVA FLR62

Full-time

Onsite

Director/Executive

$237K/yr - $398K/yr

15+ years exp

FIS is a global leader in financial services technology, and they are seeking a VP, Compliance Executive, Strategy and Reporting. This executive-level role is responsible for overseeing compliance across all FIS regulated entities and providing leadership and guidance to Compliance Officers, ensuring adherence to regulatory requirements and fostering strong stakeholder relationships.

BankingFinancial ServicesFinTechPayments

Responsibilities

Manage COs/MLROs for FIS regulated entities and relevant contractually obligated business units

Lead the centralized oversight and management of FIS’ regulated entity Compliance teams

Develop and implement a framework to deliver clarity and consistency in processes, controls, governance, reporting and oversight for regulated entities and contractually obligated business units

Balance the needs of sovereign regulated entities with adherence to FIS parent Company policies and governance frameworks

Engaging with/reporting to regulators as required, overseeing regulatory inspections/exams, and supporting COs/MLROs in developing effective strategies to mitigate regulatory risk

Fostering strong stakeholder relationships across FIS to develop knowledge and awareness of, and support for, regulated entity compliance requirements e.g. outsourcing

Leading for the regulated entities on significant regulatory change programs as required

Support M&A due diligence and FIS integration efforts with respect to newly acquired regulated entities, establishing a Compliance program consistent with the FIS Compliance governance framework

Serve as an escalation point for the COs/MLROs for all regulated entities and contractually obligated business units

Coordinate closely with the Global Head Financial Crime Compliance to ensure alignment on relevant policies, procedures, risk assessments, regulatory change, and governance

Qualification

Financial services complianceExecutive leadershipRegulatory engagementStakeholder managementCompliance program developmentRegulatory inspectionsM&A due diligenceOperational needs understandingInfluencing skillsTeam leadership

Required

15+ years in financial services regulatory compliance experience, with 5+ years in an executive leadership role, gained at a bank, regulated investment firm and/or fintech

Deep knowledge of compliance program requirements applicable to regulated entities, preferably both US domestic and international, covering a diverse range of regulated corporate and consumer businesses

Proven ability to lead large, geographically distributed teams

Ability to align parent company framework and strategy with business resources, objectives and diverse regulatory expectations

Strong stakeholder management skills, executive presence and ability to influence C-level stakeholders

Deep expertise in general financial services regulatory compliance, including experience of managing Compliance programs/teams for firms supervised by one or more of the following US and international regulators: CFPB, FRB, FDIC, NCUA, FTC, NYDFS, SEC, FINRA, OCC, FCA, JFSC, CBI, CSSF, BaFin

Strong understanding of financial services industry client and operational needs, regulatory expectations, and required controls

Experience engaging with regulators