VP Regulatory Reporting Officer jobs in United States
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JCW Group ยท 1 week ago

VP Regulatory Reporting Officer

positionNYC Metro Area
timeFull-time
remoteOnsite
senioritySenior Level
money$150K/yr - $190K/yr

JCW Group is a leading broker-dealer firm seeking a VP for their Regulatory Reporting team. The role involves completing and reviewing SEC reports, implementing new systems, and assisting with the preparation and filing of monthly reports.

Human ResourcesRecruitingStaffing Agency
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Growth Opportunities

Responsibilities

Complete/review daily SEC 15c3 and FRB reports
Implement new systems/solutions
Assist with preparation and filing of monthly FOCUS report

Qualification

Regulatory ReportingSEC 15c3 reportsFRB reportsNet capital rulesCustomer protection rulesSystem implementationFOCUS report preparation

Required

Prior experience with the net capital and customer protection rules
Complete/review daily SEC 15c3 and FRB reports
Implement new systems/solutions
Assist with preparation and filing of monthly FOCUS report
Prior experience with rules 15c3-1 and 15c3-3

Company

JCW Group

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JCW Group is a recruitment company that offers talent solutions to businesses.
dateFounded in 2007
location
London, England, GBR
people-size51-200 employees
web-link
https://www.jcwgroup.com

Funding

Current Stage
Growth Stage

Leadership Team

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Jamie Woods
Founder / Chairman
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Company data provided by crunchbase