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PNC · 1 week ago

Trader Associate - PNC Wealth Management

United States

Full-time

Remote

Mid Level

4+ years exp

PNC is a leading financial services institution, and they are seeking a Trader Associate within PNC Wealth Management. This role involves supporting the trading process, providing client relationship support, and ensuring compliance with regulations.

BankingFinanceFinancial Services

No H1B

Responsibilities

Partners with senior team members to support the trading process and execution of capital markets transactions

Provides sales, service and execution support for new and ongoing client relationships. May serve as a customer solutions resource

Gathers required documentation. Prepares, reviews and verifies documents and relevant information for accuracy. Performs common processing and ensures compliance with standard regulations and processes. May administer complex implementation plans and related client interactions

Acts as a point of contact for clients, client teams or service partners and may act as an escalation point for trade related inquiries or issues

Initiates, updates and verifies client, account, or transaction details in relevant systems/applications. Provides reports as needed

Serves as a peer resource and may perform general administrative support

Monitors and develops industry, product, market, and regulatory knowledge. Gains proficiency with tools, systems and other resources

Qualification

Client FacingClient Relationship BuildingFinancial ModelingFINRA Series 7FINRA Series 63TradingNegotiationSales SupportEffective CommunicationsDecision MakingAttention to Detail