TD Securities ยท 3 days ago
Governance & Controls Specialist - US Treasury Business Line Risk (US)
Mount Laurel, NJ
Full-time
Onsite
Mid, Senior Level
$87K/yr - $139K/yr
7+ years expTD Securities is one of the world's leading global financial institutions, and they are seeking a Governance & Controls Specialist to lead risk-related programs for the US Treasury group. The role involves managing operational and regulatory risk, facilitating risk assessments, and ensuring adherence to policy and regulatory requirements.
BankingFinanceFinancial Services
Responsibilities
Proactively leads a diverse portfolio of risk related programs for the US Treasury group to effectively manage and mitigate operational/regulatory risk and drive a strong governance and internal control environment
Supports treasury risk across liquidity management, investment portfolio management, and asset & liability management
Facilitates risk assessments, monitors policy and regulatory requirements adherence, conducts quality control testing, remediates identified gaps and issues, provides insightful advice and independent challenge, facilitates regulatory exams and internal audits, and encourages transparent discussion of operational/regulatory risk issues fostering an effective transparent risk culture
Acts as a subject matter expert and develops and maintains a robust understanding of governance and control requirements
Leads cross-functional teams or projects with significant resource requirements, risk and/or complexity
Independently manages end-to-end functional programs
Solves or may lead others to solve complex problems; leads efforts or partners with others to develop new solutions
Provides direction to complex, wide-ranging enterprise or cross-function/business projects as a SME, identifies risk/provides guidance for complex situations and participates in designing, testing, and implementation of solutions
Qualification
Required
Undergraduate degree preferred
7+ years of relevant experience
Advanced business understanding and knowledge of risk and control functions
Advanced knowledge of governance, risk and control procedures, strategies & tactics
Knowledge of current and emerging competitor and market trends
Ability to establish goals and objectives that support delivery execution for multiple teams
Ability to contribute to the direction of the function and provide advice to the team and delivery leadership
Ability to lead, plan, execute and evaluate project activities to ensure completion of initiatives
Skill in mentoring, and performance management
Skill in using analytical software tools, data analysis methods and reporting techniques
Skill in using computer applications including MS Office and industry standards
Ability to communicate effectively in both oral and written form
Ability to work collaboratively and build relationships across teams and functions
Ability to work successfully as a member of a team and drive team execution
Ability to exercise sound judgement in making decisions
Ability to analyze, organize and prioritize work while meeting multiple deadlines
Preferred
Financial service risk management with demonstrated proficiency in liquidity risk
Strong experience in complying with US regulatory requirements and expectations related to corporate strategy and policy, risk measurement and reporting (e.g., Liquidity Stress Testing, Liquidity Coverage Ratio, Net Stable Funding Ratio, and 2052a)
Internal audit experience reviewing corporate treasury functions across liquidity risk, ALM, and investment portfolio management
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
TD Securities
TD Securities is an investment banking that offers global transaction, M&A advisory, foreign exchange, and equity research services.
5001-10000 employees
H1B Sponsorship
TD Securities has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (70)
2024 (49)
2023 (37)
2022 (31)
2021 (27)
2020 (30)
Funding
Current Stage
Late StageLeadership Team
Rona Ambrose
Deputy Chairwoman
Recent News
2026-01-06
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