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RSM US LLP · 1 week ago

Supervisor - Risk & Controls Consulting (Global Banks)

Charlotte, NC

Full-time

Hybrid

Mid, Senior Level

$89K/yr - $168K/yr

4+ years exp

RSM US LLP is the leading provider of professional services to the middle market globally, and they are seeking a Supervisor in their Financial Services Risk Consulting practice focused on Global Banking. This role involves managing IT risk assessments, overseeing project execution, and building relationships with clients in the banking sector.

AccountingConsultingFinancial Services

Growth Opportunities

No H1B

Responsibilities

Understanding of information technology general controls concepts and their application in differentiated client environments, specifically within complex global banking organizations

Demonstrated ability to understand and independently assess IT policies, procedures, and controls of our clients’ business applications, networks, operating systems, and other components of their technology infrastructure

Experience in consulting with client leadership on information technology strategic plans and other business matters, helping our clients to anticipate emerging information technology risks and opportunities

Identifying internal IT controls, assessing their design and operational effectiveness, determining risk exposures, and developing remediation plans, determining technical and business impact of identified security and control issues, and providing remediation guidance to clients

Reviewing, documenting, evaluating, and testing application controls, particularly automated controls on a wide range of externally developed and in house developed software applications across a variety of client business processes

Understanding of the use of key reports, data transmissions, input/output data controls, and data lineage in business operations

Ability to interpret and articulate preliminary technical findings and recommendations to internal team members as well as to a broad range of both business and information technology client stakeholders

Ability to understand and articulate emerging technology trends within the global banking sector (e.g. machine learning/automation, use of data and analytics, etc.)

Experience in working with various IT control frameworks such as COSO, CoBIT, ITIL and/or other leading control frameworks

Model the core RSM values of respect, integrity, teamwork, excellence, and stewardship in all interactions with clients and team members

Collaborate with colleagues across a variety of levels and disciplines to develop and deliver innovative solutions that provide value to clients

Maintain agility to adapt quickly to shifting needs, demands, technology solutions, or process changes and assist others in adapting to change

Support RSM’s goals around diversity and inclusion by nurturing an environment that understands individuality, promotes authenticity, and values varied perspective in arriving at solutions

Leverage understanding of global banking industry trends and information technology acumen to think critically about complex challenges and propose dynamic solutions

Identify current and relevant global banking industry thought leadership to share with the client

Own management level relationships and interact with executive level stakeholders. Drive collaboration with external stakeholders

Lead risk assessment management interviews and collaborate in the development and execution of audit plans

Perform initial review of client deliverables including process narratives/flowcharts, risks and control matrices, detailed testing of information technology controls, and suggested remediation and process improvement opportunities

Actively participate in formal closing meetings with clients to share and confirm deliverables

Manage project economics and manage expectations around billing, monitoring, and collections

Have the ability to demonstrate effective delegation strategies by managing multiple clients, projects, and teams simultaneously

Encourage colleagues to think creatively, strive for growth through development opportunities, and maximize results while working within a team environment

Proactively seek out opportunities to manage, motivate, and mentor teams to cultivate an environment where diverse team member capabilities are optimized and expanded

Support efforts to recruit, develop, and inspire future leaders of the firm through understanding and promoting the RSM brand and developing the ability to accurately assess candidates for roles within our Global Banking TRC team

Maintain willingness to give and receive candid feedback in both written and verbal form; Commit to self-development in response to constructive feedback received

Provide assistance, guidance, mentoring and feedback to staff assigned to work with you

Actively participate in relevant industry associations and events to develop and/or maintain industry focus and relationships

Build an internal network and actively demonstrate familiarity with other services provided by RSM

Assist in writing, developing, and delivering thought leadership internally and externally

Contribute to pursuits through teaming and participating in the development of proposals and other materials

Identify new client opportunities and share ideas for introducing others to existing client relationships

Qualification

IT risk managementIT auditIT securityIT complianceIT control frameworksRegulatory knowledgeProject managementTechnical communicationTeam leadershipInterpersonal skillsPresentation skillsTime managementMentoring

Required

Bachelor's or Master's degree in business, management information systems, computer and information science, accounting or related discipline

A minimum of four (4) years of professional experience with IT risk management, external IT audit, internal IT audit, IT security, or other IT compliance related work serving large global banking institutions

Experience in leading and executing project-based work with milestones and workflow driven by objectives and defined timelines

Experience leading teams, mentoring staff, providing performance feedback, and monitoring workloads of the team

Fundamental understanding of relevant regulations and industry standards (e.g., FFIEC, SOX, COSO, COBIT, ITIL, ISO27001, PCI, HIPAA and GLBA) and best practices and methodologies to address these requirements

Must possess a relevant professional certification including Certified Public Accountant (CPA), Certified Information Systems Auditor® (CISA®), Certified Information Systems Security Professionals® (CISSP®); Certified Information Security Manager® (CISM®) and/or Certified Information Privacy Professional (CIPP)

Ability to preliminarily interpret and convey technical information across various levels of technical aptitude

Strong interpersonal skills

Effective written, verbal, and presentation skills

Demonstrated time management capabilities and ability to prioritize multiple concurring tasks

Ability to travel to meet client needs and work collaboratively with others in-person or remotely

Demonstrated success in high pressure scenarios

Preferred

Prior public accounting or professional services firm experience is preferred

Benefits

Flexibility in your schedule

Discretionary bonus based on firm and individual performance

Company

RSM US LLP

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Founded in 1926

Chicago, Illinois, USA

10001+ employees