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Atlantic Union Bank · 1 week ago

Registered Client Assistant III--Wealth Management (Burlington/Raleigh or Danville)

Danville, VA

Full-time

Onsite

Senior Level

5+ years exp

Atlantic Union Bank is seeking a Registered Client Assistant III in Wealth Management. This role is responsible for acting as a liaison between clients and Financial Advisors, ensuring outstanding client experiences and maintaining client files and records.

BankingFinancial ServicesWealth Management

Growth Opportunities

Responsibilities

Assists Financial Advisors

Ensure that each customer receives outstanding client experience

Maintain and service client needs for both brokerage and direct accounts

Communicate with teammates inside and others outside the corporation to exchange information and/or provide customer service

Establish, maintain and update department files and/or client files and records

Compile data and perform moderate mathematical calculations such as preparing reports and correspondence as needed

Adhere to all company policies, procedures and practices, as well as applicable laws and regulations governing bank, Atlantic Union Financial Consultants and products offered

Mentors Client Assistant I &II positions

Other duties as assigned, including tasks that support essential functions; and may be changed or redesigned

Qualification

FINRA registrationsVirginia life insurance licenseFinancial services experienceAdvanced math skillsMicrosoft Office proficiencyCustomer service skillsMulti-taskInterpersonal skillsNegotiating skillsWork independently

Required

High School diploma; or equivalent

Minimum of 5-7 years of experience in financial services industry

2+ years as a Registered Client Assistant

FINRA registrations to include SIE, Series 7 or 6 and 63

Virginia life insurance and annuities licenses

Ability to multi-task and establish priorities

Excellent customer service skills

Proficient computer skills relevant to Microsoft Office Suites and on-line systems

Advanced math and analytical skills

Excellent written, oral, interpersonal, and negotiating skills with ability to provide information and courteous responses to requests from clients, teammates and others

Working knowledge of standard office equipment (phone, copier, fax, and printer/scanner) and general office procedures

Ability to work with minimum supervision