Senior Auditor (US) jobs in United States
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TD · 15 hours ago

Senior Auditor (US)

TD is one of the world's leading global financial institutions, and they are seeking a Senior Auditor for U.S. Non-Financial Risk Management. The role involves evaluating internal controls, risk management processes, and compliance, as well as executing control testing and delivering high-quality audit workpapers and reporting.

BankingFinanceFinancial ServicesWealth Management
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H1B Sponsor Likelynote

Responsibilities

Performs assigned test steps for audits, findings follow-up, special projects; form conclusions and document work in database
Identifies, assesses, and understands key risks and the effectiveness of controls related to various business segments
Documents audit work, findings, and recommendations in accordance with Internal Audit Policy and professional standards
Participates in walkthrough discussions with business line to gain understanding of processes, risks, and controls
Communicates requests and discusses responses/follow-ups with business line
Participates in Audit planning activities
Receives coaching sessions, feedback discussions from in-charge manager
Obtains appropriate training
Makes discretionary decisions and applies professional judgment when assessing controls
Provides on-the-job training for team members
Provides recommendations to management regarding the control environment
Other responsibilities as required
Participates in post-audit critique meeting
Developing skills to build and maintain relationships within, and external to, audit
Demonstrates TD leadership Core Values
Recognizes team members' contributions
Participates in, and actively supports implementation of department improvement initiatives
Developing skills in building and maintaining relationships within and external to audit

Qualification

Banking industry audit experienceRelevant professional certificationsAnalytical skillsRisk management toolsMicrosoft Office SuiteCommunication skillsProblem-solving skillsTeam collaboration

Required

Undergraduate degree required
2+ years of related experience

Preferred

Banking industry audit experience with focus on Governance, Risk & Oversight Function preferred
Relevant professional certifications (e.g., CIA, CPA, CISA, FRM, CRMA) or progress towards preferred
Strong communication (written and verbal) skills to interact clearly and effectively in a fast-changing environment
Strong analytical and problem-solving skills
Ability to work independently and collaboratively in a team environment
Proficient in Microsoft Office Suite (Excel, Word, PowerPoint) and experience with risk management and audit tools

Benefits

Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition

Company

The Toronto-Dominion Bank & its subsidiaries are collectively known as TD Bank Group (TD).

H1B Sponsorship

TD has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2022 (1)
2020 (6)

Funding

Current Stage
Late Stage
Total Funding
$65M
Key Investors
U.S. Department of the Treasury
2023-10-03Grant· $65M

Leadership Team

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Brian Jacobson
Chief of Staff to the CEO, TD Bank, America's Most Convenient Bank
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F
Foster Glenn
Senior Vice President Technology and Data Risk Management
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Company data provided by crunchbase