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Abound Credit Union · 1 day ago

Supervisor, Deposit and Marketing Compliance

Radcliff, KY

Full-time

Onsite

Mid Level

$55K/yr - $69K/yr

3+ years exp

Abound Credit Union is committed to serving hardworking Kentuckians and is seeking a Supervisor, Deposit and Marketing Compliance. This role is essential in supporting the Governance, Risk Management, and Compliance program by performing risk assessments and monitoring activities to ensure compliance with regulatory and legal requirements.

CommunitiesFinancial ServicesNon Profit

Responsibilities

Coordinate and perform risk-based compliance reviews to ensure the Credit Union complies with applicable laws and regulations. Identify and analyze factors that may affect risk mitigation and compliance

Review various forms, disclosures, and advertisements for compliance with applicable requirements, including NCUA regulations. Ensure marketing materials undergo thorough regulatory review to meet compliance standards

Elevate high-profile or high-risk cases to the Director of Compliance and management to ensure visibility and prompt resolution

Prepare complete, accurate documentation of compliance monitoring and surveillance activities. Report findings to the Director, Compliance and management and provide timely follow-up on outstanding issues. Ensure monitoring is clear and concise to the applicable user. Update documentation promptly when changes occur, or products are updated

Review alerts, provide backup support for SAR (Suspicious Activity Report) narratives and CTR (Currency Transaction Report) questions, and assist with other BSA-related activities

Stay informed about regulatory and legal requirements impacting operations and risk management. Review industry news and publications to determine emerging trends

Maintain a proactive attitude towards improving team member and member experiences. Address challenges and concerns by partnering with Learning and Development and Compliance to improve credit union processes and training

Qualification

BSA certificationDeposit compliance knowledgeMarketing regulations knowledgeInterpersonal skillsProblem-solving skillsAttention to detailIndustry trendsCollaborative work