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Raymond James · 3 days ago

Operational Risk Professional

FL - Saint Petersburg - 880 Carillon Pkwy Tower 4

Full-time

Hybrid

Entry Level

2+ years exp

Raymond James is a financial services firm seeking an Operational Risk Professional to assist in identifying and analyzing potential risks. The role involves reviewing outgoing money movement transaction requests to ensure compliance with internal policies and regulatory standards, as well as conducting verification calls with clients.

BankingFinancial ServicesInformation TechnologyInsuranceWealth Management

Growth Opportunities

Responsibilities

Review incoming money movement requests (e.g., wires, external as well as internal transfers) for completeness and accuracy

Verify that all documentation and instructions are in good order and meet internal compliance and operational standards

Communicate with internal teams and external partners to clarify or resolve discrepancies in requests

Escalate any suspicious or non-compliant activity in accordance with internal procedures

Maintain accurate records of all reviewed transactions and decisions

Collaborate with compliance, operations, and client service teams to ensure seamless processing

Contribute to process improvement initiatives and help document standard operating procedures

Qualification

Fraud risk managementFinancial Services experienceBack-office systemsDetail orientationCommunication skillsOrganizational skillsProblem-solving skillsTime management skills

Required

Minimum 2 years of experience in product management or fraud risk management

High School Diploma or equivalent and minimum of two (2) years of experience in the Financial Services industry

Any equivalent combination of experience, education, and/or training as approved by Human Resources

Bachelor's: Accounting

Bachelor's: Actuarial Science

Bachelor's: Applied Mathematics

Strong communication, presentation, and problem-solving skills

Organizational and time management skills sufficient to prioritize workload, handle multiple tasks, and meet deadlines

Detail orientation to ensure quality standards are met without impairing workflow

Ability to thrive in a fast-paced result driven culture, who is proactive and can work with a sense of urgency

Ability to deliver a sense of ownership and should work in a team environment as well as independently, while providing accurate and detailed information

Ability to learn quickly and adapt to deadlines

Ability to identify misleading information during the verification process

Ability to provide a high level of customer service in a calm, courteous and professional manner

Ability to establish and maintain effective working relationships at all levels of the organization

Ability to organize, manage and track multiple detailed tasks and assignments with frequently changing priorities in a fast-paced work environment

Ability to use effective oral and written communication skills sufficient enough to communicate and interact effectively with Financial Advisors and branch associates

Ability to constructively work under stress and pressure when faced with high workloads and deadlines

Ability to work independently as well as collaboratively within a team environment