Senior Program Administrator, OGC Regulation jobs in United States
cer-icon
Apply on Employer Site
company-logo

FINRA · 5 days ago

Senior Program Administrator, OGC Regulation

FINRA is the Financial Industry Regulatory Authority, and they are seeking a Senior Program Administrator to provide high-level administrative and programmatic support within the Office of General Counsel. This role involves ensuring efficient operations, coordinating programs, and maintaining policies to support the continuous improvement of OGC's functions.

FinanceFinancial ServicesNon Profit
check
Culture & Values

Responsibilities

Provide high-quality administrative support for OGC Regulation offices to ensure smooth day-to-day operations and availability of essential support to employees and leadership. Evaluate and refine organizational systems and workflows to enhance operational efficiency and effectiveness
Plan and coordinate OGC programs, initiatives, and events. Oversee preparation of agendas, materials, logistics and follow-up for staff and regulatory meetings
Prepare reports, presentations, and correspondence supporting regulatory processes and administrative functions
Communicate effectively with OGC staff to ensure the clear, consistent, and timely flow of information. Facilitate on-demand access to information and resources
Manage budget preparation, tracking, and expense reconciliation for OGC programs and activities. Negotiate and manage vendor contracts where needed
Maintain OGC policies and procedures to ensure alignment with organizational standards and regulatory requirements. Communicate policy updates to staff and provide guidance on implementation and adherence
Support strategic planning and goal setting in accordance with FINRA’s culture of measurement and improvement.  Assist OGC in tracking key operational measurements and achievement of objectives and key results
Represent OGC in cross-departmental initiatives, committees, and working groups.  Act as liaison with other departments and external organizations, as needed
Oversee document management processes and technology support needs for OGC. Establish cross-departmental networks to maintain awareness of best practices and new capabilities. Champion OGC participation in reviews of innovative products and approaches
Demonstration of FINRA’s values
Collaboration, both in-person and virtually, in furtherance of FINRA’s mission of investor protection and market integrity

Qualification

Program managementBudget managementMicrosoft Office SuiteDocument management softwareLegalRegulatory experienceOrganizational skillsTime-management skillsWritten communicationOral communicationCollaboration skills

Required

Bachelor's degree in Business Administration, Legal Studies, or a related field (or equivalent experience)
Minimum of six years of experience in an administrative or program management role, preferably within a legal or regulatory environment
Strong organizational and time-management skills with a proven ability to manage multiple priorities and deadlines
Excellent written and oral communication skills
Ability to work independently and collaboratively in a fast-paced environment
Experience supporting senior executives or working within a legal or regulatory framework
Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint, Outlook)

Preferred

Experience with document management software
Prior participation in project(s) to adopt new technology solutions for administrative or program-specific functions

Benefits

Comprehensive health, dental and vision insurance
Basic life, accidental death and dismemberment, supplemental life, spouse/domestic partner and dependent life, and spouse/domestic partner and dependent accidental death and dismemberment, short- and long-term disability, long-term care, business travel accident, disability and legal
Immediate participation and vesting in a 401(k) plan with company match and eligibility for participation in an additional FINRA-funded retirement contribution
Tuition reimbursement
Commuter benefits
Adoption assistance
Backup family care
Surrogacy benefits
Employee assistance
Wellness programs
15 days of paid time off
5 personal days
9 sick days
Two volunteer service days
Military leave
Jury duty leave
Bereavement leave
Voting and election official leave for federal, state or local primary and general elections
Care of a family member leave (available after 90 days of employment)
Childbirth and parental leave (available after 90 days of employment)
Nine paid holidays

Company

The Financial Industry Regulatory Authority (FINRA) is an independent regulator for securities firms doing business in the U.S. It is a sub-organization of Thrivent.

Funding

Current Stage
Late Stage

Leadership Team

leader-logo
Michael Solomon
Executive Vice President
linkedin
leader-logo
Omer Meisel
Executive Vice President of the National Cause and Financial Crimes Detection Program
Company data provided by crunchbase