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Alphastar Capital Management · 6 days ago

Investment Securities Trader

Cornelius, NC

Full-time

Hybrid

Entry, Mid Level

Alphastar Capital Management is seeking an experienced Investment Securities Trader to join our growing investment team. This role is responsible for executing trades across client accounts, ensuring portfolios remain aligned with approved models and strategies while supporting Independent Financial Advisors.

AdviceAsset ManagementFinancial Services

Hiring Manager

Rebecca Welch

Responsibilities

Execute trades across client accounts in accordance with approved investment models, portfolio guidelines, and advisor-directed strategies

Collaborate with the Head of Trading, CIO, and Investment Team to implement rebalances, model changes, and cash-driven activity

Review, process, and execute purchases and sales of securities including ETFs, mutual funds, equities, fixed income, structured products, and alternative investments

Apply sound trading judgment with respect to liquidity, bid/ask spreads, market conditions, wash-sale considerations, and tax efficiency

Coordinate trade execution, settlement, and reconciliation with custodians including Schwab, Fidelity, and similar retail custodians

Monitor and resolve trade exceptions, allocation issues, and failed or partial fills

Support money movement activity (contributions, distributions, transfers) as it relates to portfolio implementation

Ensure all trading activity complies with firm policies, best-execution standards, and applicable securities regulations

Participate in periodic account reviews, trading audits, and continuous improvement of trading workflows and controls

Qualification

RIA trading experienceOrion Eclipse proficiencyRetail investment knowledgeModel-based portfolio managementHigh trade volume managementExcel proficiencySound judgmentCommunication skillsOrganization skillsTime-management skills

Required

Experience trading in an RIA, TAMP, or retail investment management environment

Strong understanding of retail investment securities and trading mechanics, including equities, ETFs, mutual funds, and fixed income

Working knowledge of model-based portfolio management, asset allocation, and portfolio construction

Demonstrated trader mindset with a focus on accuracy, risk control, and error prevention

Ability to manage high trade volumes across many accounts while maintaining focus and attention to detail

Strong proficiency in Excel and technology tools, with an interest in improving workflows and automation

Strong communication, organization, and time-management skills. Sound judgment in a regulated, client-centric environment

Bachelor's degree required

Trading experience in a retail RIA, TAMP, OCIO platform, or wealth management firm

Experience level flexible; candidates must demonstrate the ability to add immediate value through execution quality, reliability, and judgment

Preferred

Hands-on experience with Orion Eclipse strongly preferred

Familiarity with Tamarac, Envestnet, Black Diamond, or similar platforms also relevant and helpful

Benefits

Employee-only costs covered Medical, Dental and Vision insurance. Additional family members may be added and will be deducted from employees’ bi-weekly pay.

401(k) options available.

Generous PTO policy along with 10 paid holidays per year.

Ancillary benefits are offered including but not limited to short-term disability, longer term care coverage, legal support and more.

Group life insurance policy for all employees. Additional coverage is available with premiums deducted from employees’ bi-weekly pay.