Fidelity Bank · 2 days ago
Director, Asset Management Treasurers Office, SOX Oversight
Merrimack, NH
Full-time
Hybrid
Senior Level, Lead/Staff
$110K/yr - $222K/yr
9+ years expFidelity Bank is seeking a Director in the Asset Management’s Treasurers Office to oversee the Sarbanes Oxley (SOX) Compliance programs for their alternative and retail funds. The role involves supporting SOX 404 risk assessment, program governance, and continuous improvement across multiple products, collaborating with various business units to ensure compliance.
BankingBitcoinCustomer ServiceFinancial ServicesInsuranceWealth Management
No H1B
Responsibilities
Oversee the Sarbanes Oxley (SOX) Compliance programs for Fidelity’s alternative and retail funds
Provide support for the SOX 404 risk assessment, overall SOX program governance and continuous improvement across multiple products to ensure compliance with the requirements
Partner with Fidelity Fund and Investment Operations, and with key business partners in Legal, Compliance, and Risk
Qualification
Required
Bachelor's degree in accounting or related field
Minimum 9+ years industry or equivalent experience
5+ years mutual fund accounting, financial reporting, public accounting or related financial experience
Advanced knowledge of the mutual fund business, investment types and alternative investment products
Strong technical accounting and regulatory knowledge, including SOX 404
Knowledge of operational risk management and internal controls, governance and oversight processes
Excellent organizational and problem-solving skills and attention to detail and dedication to accuracy
Excellent communication skills and ability to summarize and present sophisticated financial data in clear, organized, concise manner
Strong collaboration skills and an ability to work optimally across business units
Ability to work independently as well as in a team environment
Preferred
MBA/CPA a plus
Benefits
Comprehensive health care coverage and emotional well-being support
Market-leading retirement
Generous paid time off and parental leave
Charitable giving employee match program
Educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career
Company
Fidelity Bank
Fidelity Bank is a commercial bank providing services financial sercvices.
1001-5000 employees
Funding
Current Stage
Late StageTotal Funding
unknown2018-12-17Acquired
2014-09-01Private Equity
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