Director, Asset Management Treasurers Office, SOX Oversight jobs in United States
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Fidelity Investments · 4 days ago

Director, Asset Management Treasurers Office, SOX Oversight

positionMerrimack, NH
timeFull-time
remoteHybrid
senioritySenior Level, Lead/Staff
money$110K/yr - $222K/yr
date9+ years exp

Fidelity Investments is a leading financial services firm, and they are seeking a Director in the Asset Management’s Treasurers Office. The role involves overseeing SOX Compliance programs and collaborating with various teams to ensure adherence to compliance requirements.

Asset ManagementFinanceFinancial ServicesRetirementWealth Management
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Growth OpportunitiesbadNo H1Bnote

Responsibilities

Play a key role in the oversight of the Sarbanes Oxley (SOX) Compliance programs for Fidelity’s alternative and retail funds
Provide support for the SOX 404 risk assessment
Overall SOX program governance and continuous improvement across multiple products to ensure compliance with the requirements
Think and work across Fidelity, partnering with Fidelity Fund and Investment Operations, and with key business partners in Legal, Compliance, and Risk

Qualification

SOX ComplianceMutual Fund AccountingTechnical AccountingOperational Risk ManagementFinancial ReportingRegulatory KnowledgeCommunication SkillsProblem-Solving SkillsCollaboration SkillsOrganizational Skills

Required

Bachelor's degree in accounting or related field
Minimum 9+ years industry or equivalent experience
5+ years mutual fund accounting, financial reporting, public accounting or related financial experience
Strong technical accounting and regulatory knowledge, including SOX 404
Knowledge of operational risk management and internal controls, governance and oversight processes
Excellent organizational and problem-solving skills and attention to detail and dedication to accuracy
Excellent communication skills and ability to summarize and present sophisticated financial data in clear, organized, concise manner
Strong collaboration skills and an ability to work optimally across business units
Ability to work independently as well as in a team environment

Preferred

MBA/CPA a plus
Advanced knowledge of the mutual fund business, investment types and alternative investment products

Benefits

Comprehensive health care coverage and emotional well-being support
Market-leading retirement
Generous paid time off and parental leave
Charitable giving employee match program
Educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career

Company

Fidelity Investments

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Fidelity’s mission is to strengthen the financial well-being of our customers and deliver better outcomes for the clients and businesses we serve.
dateFounded in 1946
location
Boston, Massachusetts, USA
people-size10001+ employees
web-link
https://www.fidelity.com

Funding

Current Stage
Late Stage
Total Funding
$152.82M
Key Investors
Apple
2020-12-28Secondary Market· $2.5M
2018-01-14Secondary Market· $1M
2017-05-03Secondary Market· $12.5M

Leadership Team

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Abigail Johnson
Chairman & CEO
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Jeanmarie Ward
Senior Vice President of Architecture
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