Santander · 4 days ago
Consumer & Commercial Loan Regulatory Compliance – Senior Advisor
Miami Coconut Grove Corp
Full-time
Onsite
Senior Level, Lead/Staff
$90K/yr - $165K/yr
9+ years expSantander is a global leader and innovator in the financial services industry, evolving into a technology-driven organization. The Senior Advisor serves as a subject matter expert to ensure compliance with regulatory and legal requirements, performing risk assessments and providing recommendations to management.
BankingCommercial LendingFinanceFinancial ServicesPersonal Finance
Responsibilities
Advises management on current issues regarding compliance with federal regulations
Serves as a subject matter expert to ensure documents, projects, processes or product initiatives comply with regulatory and legal requirements and enterprise policies
Partners with managers in assigned business unit(s) to respond to reports or findings issued by regulatory agencies or audit
Identifies systemic procedural weaknesses and additional training requirements needed to ensure compliance
Assists management with responding to regulatory inquiries and third party examiners
Collaborates across business units within the organization to ensure consistency in policies and procedures
Identifies compliance opportunities and potential solutions
Performs risk assessments, analyzes transactional data, identifies root cause(s) of issues, and provides recommendations to management
Provides compliance input on business action plans, projects, or operational requests
Provides insight and guides management on issues
Leads and influence cross functional enterprise projects or compliance teams
Leads efforts to improve standardization and efficiency of responses to regulators
Offers recommendations and makes project related decisions within scope of work assignment
Serves as a resource to team members on escalated issues of unusual nature
Mentors and enhances compliance staff knowledge competencies
Ensures proper implementation of business requirements and identifies outstanding compliance issues
Maintains and promotes awareness of relevant regulatory requirements, industry enforcement actions, and regulatory changes
Qualification
Required
Bachelor's Degree or equivalent work experience: Business, Finance, or equivalent degree
9+ Years Compliance, Legal, Regulatory, or Financial Services
Advanced knowledge of regulatory compliance, relevant industry regulations and regulatory data sources
Demonstrated experience facilitating change to achieve measurable results
Demonstrated subject matter expertise compliance opportunities and resolution
Business Line awareness
Detail orientated with the ability to also understand overall strategy
Excellent interpersonal, supervisory, and customer service skills required
Excellent written and verbal communication skills
Excellent critical thinking skills with the ability to be adept in identifying and resolving complex risk management problems
Excellent project management skills
Ability to build and foster internal and external relationships
Ability to analyze risk and design efficient control practices to minimize risk
Ability to lead, influence and direct peers, subordinates and management
Ability to make effective decision making on complex matters
Ability to convey a sense or urgency and drive
Ability to multi-task and meet strict deadlines
Ability to adjust to new developments/changing circumstances
Ability to interact with senior level management; experience interfacing with multiple levels of the organizational structure
Superior analytical, problem solving and critical thinking skills
Self-directed, self-motivated and demonstrated experience providing ideas and solutions to further business understanding
Experience with Microsoft Office products
Preferred
Master's Degree Business, Finance, or equivalent field
Certified Regulatory Compliance Manager (CRCM) designation
Established work history or equivalent demonstrated through a combination of work experience, training, military service, or education
Benefits
Fair and competitive rewards package
Benefits are designed to support you, your family and your well-being
Company
Santander
Banco Santander is a banking firm that specializes in various banking services including retail, commercial, digital, & investment banking.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
unknown2013-05-30Post Ipo Equity
1987-08-07IPO
Leadership Team
Hector Grisi
Consejero Delegado de Banco Santander
John Whelan
Managing Director of Digital Assets
Recent News
2026-01-09
capital-riesgo.es
2026-01-09
Company data provided by crunchbase