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Broadway Bank · 1 day ago

Senior Compliance Officer

San Antonio, TX

Full-time

Onsite

Senior Level

7+ years exp

Broadway Bank is one of the largest independently owned banks in Texas, offering a range of banking services. The Senior Compliance Officer is responsible for ensuring adherence to laws and regulations, providing compliance advice, conducting monitoring activities, and developing training programs for bank personnel.

BankingFinanceFinancial ServicesLendingWealth Management

Culture & Values

Responsibilities

Acquires and maintains advanced knowledge of banking laws, regulations, and guidelines, specializing in a particular area of compliance. Provides backup support for other Compliance Officers and leads the implementation of regulatory changes

Offers strategic advice on risk assessment processes and control design to mitigate risks effectively

Assumes primary responsibility for essential regulatory reporting, including annual Reg O compliance

Manages and updates the bank’s Business Continuity Management documentation and coordinates related activities

Delivers accurate and comprehensive responses to compliance inquiries from bank staff, aiding in the compliance aspects of new product and service implementation

Develops and administers a comprehensive compliance training program for all bank personnel

Plays a key role in the management and enhancement of the bank's web-based compliance management system, including compliance review coordination and direct compliance testing

Oversees the review and approval of bank marketing materials, ensuring compliance with regulatory requirements

Collaborates with department specialists to maintain, review, and update compliance policies and procedures, with a focus on loan compliance

Handles consumer inquiries and complaints related to regulatory compliance, ensuring issues are addressed promptly and effectively

Facilitates interactions between regulatory personnel/auditors and bank staff, contributing to procedural adjustments based on compliance findings

This position may require travel within the Bank’s geographic area

Qualification

Bank regulatory complianceRegulatory reportingCompliance training programsAnalytical skillsStrategic solutionsCommunication skillsAutonomyConsumer inquiry handlingCompliance policy reviewCompliance documentationCollaborationAttention to detailProblem-solvingMentorshipTeam collaboration

Required

7+ years in bank regulatory compliance, examination, and/or auditing experience

Bachelor's degree or equivalent professional designation, or status as a commissioned examiner

Strong ability to collaborate and communicate effectively across all organizational levels

Excellent verbal and written communication skills

Capability to work autonomously with minimal supervision

High level of analytical skills with a focus on accuracy and detail

Ability to tackle complex compliance issues with strategic solutions

Experience in creating and delivering comprehensive compliance training programs

Expertise in preparing and managing regulatory reports and documentation

Requires the ability to lift, carry, push, pull weights or otherwise move objects weighing as much as 10 lbs. on a regular basis and/or for extended periods of time during the workday

Occasional overtime or extended hours may be required