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Park National Bank · 1 day ago

Compliance Risk & Controls Mgr

Newark, OH

Full-time

Hybrid

Senior Level

6+ years exp

Park National Bank is seeking a Compliance Risk & Controls Manager to oversee compliance and risk management processes. The role involves managing a team, implementing Governance, Risk, and Compliance frameworks, and ensuring adherence to consumer compliance laws and regulations.

BankingFinanceFinancial ServicesLending

Responsibilities

Supervisory Responsibilities: Interview and select candidates for openings, set goals for associates, assign tasks/duties, conduct on–the-job training, develop associates’ skills and encourage growth, prepare disciplinary write-ups as appropriate, prepare and conduct performance reviews and make recommendations for salary adjustments, approve timecards for 2+ FTEs and other duties associated with managing a staff

Support implementation of and build-out of Governance, Risk, and Compliance ("GRC") frameworks and Enterprise Risk Management's ("ERM") strategy in growing and maintaining processes and programs

Provide oversight to analyst(s) who consults with business line representatives to identify and assess risks, controls, best practices, and expectations pertaining to consumer compliance laws, regulations and related regulatory guidance

Provide advice and effective challenge to internal stakeholders relative to risk identification, risk management systems and controls, measuring and monitoring activities, and risk assessment content and results

Identify, analyze, and coordinate mitigation efforts on consumer compliance risk including timely escalation of potential gaps in control design or coverage

Assist in the education and training of management and staff as to the risk management program, and their respective responsibilities in carrying out the risk management program

Provides oversight in development and execution of compliance testing plans, including internal controls testing, and documentation of testing results and related findings

Works closely with Internal and External Audit teams and examiners

Assist Corporate Compliance Director with the preparation of regulatory compliance examination requests as needed

Prepare management level reports on compliance and operational matters

Maintain awareness of and adherence to Bank’s compliance requirements and risk management concepts, expectations, policies and procedures and apply them to daily tasks

Deliver a consistent, high level of service within our Serving More standards

Other duties as assigned

Qualification

GovernanceRiskComplianceConsumer compliance lawsRisk management systemsCertified Regulatory Compliance ManagerCertified Internal AuditorLeadership/Management SkillsWrittenAdaptable to changeTechnical ExpertiseBuild collaborative relationshipsInterpersonal/Customer Service SkillsVerbal Communication

Required

Bachelor's degree in business, finance, accounting, law or a related discipline required

6+ years related experience and demonstrated knowledge of consumer compliance laws and regulations, prudential regulator expectations, banking operations, and understanding of the financial services regulatory and compliance environment, and related industry-leading practices relating to compliance risk management programs and processes