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Ameriprise Financial Services, LLC · 1 day ago

Director Financial Institution Conversions

Minneapolis, MN

Full-time

Onsite

Mid, Senior Level

$122K/yr - $165K/yr

7+ years exp

Ameriprise Financial Services, LLC is a diversified financial services leader managing over $1.5 trillion in assets. The Director of Financial Institution Conversions will lead a clearing broker dealer settlement team, ensuring compliance and operational efficiency while enhancing advisor and client satisfaction through process improvements and strategic relationship management.

CommercialConstructionProperty ManagementReal EstateResidential

H1B Sponsor Likely

Responsibilities

Lead a team of professionals providing complex operations activities to advisors, including regulatory supervision to ensure that compliance and regulatory requirements are met

Ensure timely and accurate resolution of escalated advisor issues

Develop and manage cost effective, efficient and compliant operational strategies to ensure advisor and client’s needs are met

Manage department P&L, focusing on managing controllable expenses, including vendors

Manage relationships with a variety of internal and external business partners and advisors to identify root cause of operational and service issues

Implement solutions to increase advisor and client satisfaction, while ensuring all operational, financial, and regulatory requirements are met

Provide thought leadership on process improvements and business transformation activities

Ensure effective implementation of strategies

Provide effective people leadership through effective coaching, feedback and sound performance management practices

Act as champion for the team and intervene on matters that create roadblocks to individual or organizational success

Set department initiatives and aligns and sets individual performance goals

Qualification

Broker Dealer ExperienceFINRA Series 7Operations TechniquesProcess ImprovementRelationship ManagementPeople LeadershipAnalytical Skills

Required

7-10 years of relevant experience

Associate degree or equivalent (2-years)

Broker Dealer And/or Tape To Tape Experience Required

Active FINRA Series 7

Preferred

Strong relationship management/influencing skills

Ability to analyze root cause and implement solutions

Demonstrated ability to lead cross-functional process improvement teams

Previous people leadership experience

Bachelor's degree or equivalent (4-years)

Strong working knowledge of Operations techniques (DTC or settlement experience is a plus)

Benefits

Vacation time

Sick time

401(k)

Health, dental and life insurances

Company

Ameriprise Financial Services, LLC

Glassdoor3.8

At Ameriprise Financial, we have been helping people feel more confident about their financial future for 130 years.

Founded in 1990

Vancouver, Washington, USA

5001-10000 employees

https://www.kpsinc.net

H1B Sponsorship

Ameriprise Financial Services, LLC has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Represents job field similar to this job

Trends of Total Sponsorships

2025 (105)

2024 (74)

2023 (62)

2022 (105)

2021 (82)

2020 (73)