37 Wealth · 6 days ago
Associate – Client Service & Trading Support
Lincoln, Nebraska Metropolitan Area
Full-time
Onsite
Entry Level
2+ years exp37 Wealth is a financial advisory firm based in Lincoln, Nebraska, committed to integrity and long-term relationships. The Associate role involves providing licensed client service and transaction support, trading support, and operational assistance to ensure smooth daily operations of the firm.
Financial Services
Responsibilities
Handle licensed client service and transaction-related requests via phone
Support account transactions, distributions, transfers, and service requests requiring registered representative involvement
Communicate professionally with clients regarding service items, documentation, and next steps
Escalate questions or issues to partners when appropriate
Execute investment trades accurately and in accordance with firm models and client restrictions
Proactively monitor accounts for cash needs, rebalancing, distributions, and follow-up items
Review trades and account activity for accuracy and alignment prior to execution
Prepare and process account paperwork and account maintenance requests
Coordinate with the firm’s custodian to ensure timely completion of requests
Maintain accurate records in CRM and portfolio systems
Provide proactive operational support to advisors and partners
Qualification
Required
Minimum 2 years of experience in financial services, operations, trading, or licensed client service
Active Series 7, Series 66, and SIE licenses required
Strong professional phone presence and client communication skills
High attention to detail and strong organizational skills
Ability to manage multiple priorities in a fast-paced environment
Preferred
Experience with LPL Financial systems is a plus, but not required
Benefits
Unlimited paid time off
401(k) with dollar-for-dollar match up to 10%
Company
37 Wealth
37 Wealth, which marked 2019 as its first full year of existence, has a foundation that has been built upon by our team for over 35 years.
2-10 employees
Funding
Current Stage
Early StageLeadership Team
Adam Mach
Partner at 37 Wealth
John Oestreich, CPFA™, CEPA™
Partner
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