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37 Wealth · 23 hours ago

Associate – Client Service & Trading Support

Lincoln, Nebraska Metropolitan Area

Full-time

Onsite

Entry Level

2+ years exp

37 Wealth is a Lincoln, Nebraska–based financial services firm that provides comprehensive financial planning and investment management. The Associate role is critical for daily operations, focusing on licensed client service, transaction support, and trading assistance without providing financial advice.

Financial Services

Responsibilities

Handle licensed client service and transaction-related requests via phone

Support account transactions, distributions, transfers, and service requests requiring registered representative involvement

Communicate professionally with clients regarding service items, documentation, and next steps

Escalate questions or issues to partners when appropriate

Execute investment trades accurately and in accordance with firm strategies and client restrictions

Proactively monitor accounts for cash needs, rebalancing, distributions, and follow-up items

Review trades and account activity for accuracy and alignment prior to execution

Prepare and process account paperwork and account maintenance requests

Coordinate with the firm’s custodian to ensure timely completion of requests

Maintain accurate records in CRM and portfolio systems

Provide proactive operational support to advisors and partners

Qualification

Series 7 licenseSeries 66 licenseSIE licenseLPL Financial systemsFinancial services experienceClient communicationAttention to detailOrganizational skills