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N.C. Department of Information Technology · 1 day ago

OCOB Financial Examiner

United States

Full-time

Remote

Mid Level

$55K/yr - $100K/yr

4+ years exp

The N.C. Office of the Commissioner of Banks is responsible for the chartering and regulation of financial institutions in North Carolina. They are seeking a mid-level financial examiner to analyze IT data and assess compliance with financial industry laws and regulations.

Information Technology & Services

Work & Life Balance

Responsibilities

Gathering, organizing, and analyzing financial institution IT data and industry information

Analyzing IT documents and reports; reviewing policies and procedures; performing analyses on data collected to determine compliance; determining the adequacy of IT safeguards and internal controls

Drawing conclusions and documenting findings to assess the safety and soundness of the institution and its compliance with Federal and State laws and regulations

Assessing the adequacy of a financial institution’s risk management practices, including policy compliance and exposure to IT, information security, and other industry related risks

Preparing written reports

Providing guidance to managers of financial institutions and other interested parties

Making recommendations of corrective actions and reviewing and monitoring compliance with these actions

Maintaining strict confidentiality and discretion while conducting business

Work promotes public confidence in the industry

Qualification

IT auditsRisk managementInternal controlsData analysisFinancial regulationsMicrosoft OfficeTeam collaborationCommunication skillsAdaptability

Required

Bachelor's degree in a related field (accounting, computer science, finance, business management, business analytics) with a minimum of two IT-related courses and four years of RECENT professional experience in the banking industry, or equivalent professional experience

Experience participating in regulatory oversight of financial institutions

Understanding of internal controls, with specific emphasis on IT related general controls (examples include perimeter security, monitoring, access management, project management, and vulnerability management)

Experience with presenting findings and recommendations

Understanding of basic risk management practices

Experience analyzing data and records of financial institutions, and identifying areas of increased risk, control weaknesses, material deficiencies, and violations of state and federal laws and regulations

Proficient in Microsoft Word, Excel, and PowerPoint

Ability to gather, organize, and analyze financial institution IT data and industry information

Ability to analyze IT documents and reports; review policies and procedures; perform analyses on data collected to determine compliance; determine the adequacy of IT safeguards and internal controls

Ability to draw conclusions and document findings to assess the safety and soundness of the institution and its compliance with Federal and State laws and regulations

Ability to assess the adequacy of a financial institution's risk management practices, including policy compliance and exposure to IT, information security, and other industry related risks

Ability to prepare written reports

Ability to provide guidance to managers of financial institutions and other interested parties

Ability to make recommendations of corrective actions and review and monitor compliance with these actions

Ability to maintain strict confidentiality and discretion while conducting business

Ability to work in a team environment and adapt to changing circumstances

Willingness to travel overnight (approximately 40-50%)