TD Securities ยท 1 day ago
VP - Finance
New York, NY
Full-time
Onsite
Mid, Senior Level
$103K/yr - $165K/yr
5+ years expTD Securities is a part of the TD Bank Group, focusing on capital markets products and services. The VP of Finance will lead the development of financial objectives, reporting on results, and providing strategic guidance to drive business success.
BankingFinanceFinancial Services
Responsibilities
Lead level 1 review of regulatory deliverables associated with TDS and review regulatory reports for submission to FRB, US Treasury, BEA, etc. reporting
Manage Governance related tasks/mandate and work closely with Compliance and 1B business partners to understand and satisfy requirements
Understanding data architecture and GL systems/pipelines to remediate gaps and make process improvements
Guide junior team members on issue resolution based on strong understanding of data attributes, accounting standards, regulatory rules, and production steps
Having a technology savvy approach to action process improvements and automate legacy processes including the use of tools such as Alteryx, PowerBi, etc
Review data elements based on 'Global Chart of Accounts' composition and trace accounting codes to product/business origin to check if regulatory mapping is fit for purpose
Initiate research to keep current on regulatory rule requirements and any internal business changes (e.g. new businesses or product launched) and assesses downstream impacts to the regulatory reports
Ensure strong data/process governance and key controls that are pushed down by Compliance are implemented within report preparers
Support the alignment of current regulatory reporting processes with new processes as entities merge and systems integrate to ensure integrity of the regulatory reports being filed
Continuously develop strong understanding of best practices from regulatory supervisors
Escalate timely to senior management of errors, gaps, data quality issues, control breaks, KRI indicators, etc
Lead dialogue with financial reporting business partners to understand changes in accounting and financial results. Drive monthly team variance discussions to facilitate regulatory reporting flux analysis process
Support key departmental projects and initiatives, executes on ad hoc deliverable requests related to audit, compliance, transactional testing, examinations, etc
Maintain and build upon existing procedure documents and processes by updating and performing ongoing review of all information required to support reports; includes information gathering from source systems and working with business partners to source required information
Qualification
Required
Bachelor degree in Business/Accounting/Financial Management
5+ years of financial services experience, preferably in capital markets
Proven analytical skills and sound judgment in a dynamic business environment
The ability to translate high volumes of /complex reporting requirements and data into simple, consistent, and sustainable processes
Strong sense of process and data governance and strong attention to detail
Highly motivated individual with a proven track record to deliver results
A fluid, intuitive, and logical thinker with a high level of curiosity to learn and interest in determining and implementing process improvements
Demonstrated time management and organizational skills to meet tight deadlines as well as flexibility to adapt to changing priorities
Understanding of Wholesale Banking/Capital Markets businesses, products and associated balance sheet and P&L
Collaborative, team player with ability to work individually
Advanced Excel and MS Access skills required
Demonstrates the ability to manage up as well as laterally with business partners
Confident facilitation skills and strong interpersonal skills to facilitate working with business and senior management at all levels
Ability to independently close out on issues and execute results based on prioritization and current needs
Ability to welcome new ideas and from team members and encourage opportunities to create efficiencies and change
Preferred
Accounting designation preferred
Alteryx skills/knowledge a plus
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
TD Securities
TD Securities is an investment banking that offers global transaction, M&A advisory, foreign exchange, and equity research services.
5001-10000 employees
H1B Sponsorship
TD Securities has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (70)
2024 (49)
2023 (37)
2022 (31)
2021 (27)
2020 (30)
Funding
Current Stage
Late StageLeadership Team
Rona Ambrose
Deputy Chairwoman
Recent News
2026-01-06
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