U.S. Bank · 1 week ago
Mutual Fund Supervisor
Milwaukee, WI
Full-time
Hybrid
Senior Level, Lead/Staff
$86K/yr - $102K/yr
8+ years expU.S. Bank is committed to helping customers and businesses make smarter financial decisions. The Mutual Fund Supervisor will support the financial and compliance operations of mutual funds, act as the primary contact for fund clients, and ensure compliance with regulatory requirements.
BankingFinancial ServicesInsuranceMortgageWealth Management
No H1B
Responsibilities
Support the day-to-day financial and compliance operations of a mutual fund, exchange-traded fund, closed-end fund and/or business development company client
Be responsible for primary contact with fund clients including coordination of activities and communications of fund operations and service providers such as investment advisor, custodian, transfer agent, fund accountant, attorneys and auditors
Monitor and/or review a fund budget based on contractual agreements, fee proposals and expense activity trends
Help prepare and/or review financial statements for client shareholders and test/review portfolio compliance with SEC, GAAP and regulatory reporting requirements
Qualification
Required
Bachelor's degree in accounting or finance, or equivalent work experience
Eight or more years of related work experience
Preferred
Thorough knowledge and understanding of legal, regulatory and accounting principles which directly affect the mutual fund industry and their clients
Experience in Mutual Fund Administration or related field, including two or more years of medium to large fund compliance experience
Ability to manage multiple tasks/projects and deadlines simultaneously
Effective verbal and written communication skills
Proficient computer navigation skills using a variety of software packages including Microsoft Office applications
Benefits
Healthcare (medical, dental, vision)
Basic term and optional term life insurance
Short-term and long-term disability
Pregnancy disability and parental leave
401(k) and employer-funded retirement plan
Paid vacation (from two to five weeks depending on salary grade and tenure)
Up to 11 paid holiday opportunities
Adoption assistance
Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law
Company
U.S. Bank
At U.S.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$991MKey Investors
U.S. Department of the TreasuryMitsubishi UFJ Financial Group
2023-09-29Post Ipo Debt· $55M
2023-08-03Post Ipo Debt· $936M
1978-01-13IPO
Leadership Team
John C Stern
CFO
Shruti Patel
Executive Vice President & GM, CPO- Business Banking segment
Recent News
2026-01-16
2026-01-16
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