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INSPYR Solutions · 1 day ago

Internal Auditor II -TREASURY/FINANCE (Enterprise Banking) Remote (US-based)

United States

Contract

Remote

Mid Level

$50/hr - $54/hr

3+ years exp

INSPYR Solutions is a national expert in delivering flexible technology and talent solutions. They are seeking an Internal Auditor II to perform internal control audits and risk assessments, ensuring compliance with bank policies and regulatory requirements.

Information TechnologyProfessional ServicesStaffing Agency

No H1B

U.S. Citizen Only

Responsibilities

Complies fully with all Bank Operational and Credit policies and procedures as well as all regulatory requirements (e.g., Bank Secrecy Act, Know Your Client, Community Reinvestment Act, Fair Lending Practices, Code of Conduct, etc.)

Develops a general knowledge of business, regulatory, accounting, and control environment

Keeps informed of new services, products, and events that have a significant technology and business impact

Keeps abreast of changes in the business, regulatory, accounting, and control environment in which the bank operates, particularly in areas where audit responsibilities are assigned

Assists the Senior Auditor and or Audit Manager in the development of the audit scope

Holds preliminary discussions and interviews with auditees before the beginning of the field work

Prepares narratives/flowcharts detailing internal controls of the area audited

Documents the workflow in the area audited, develops audit programs or procedures, and updates audit programs as necessary

Performs program procedures and documents work performed, test results, and conclusions using work paper preparation guidelines

Holds discussions/interviews with the auditee to gather information, obtains explanations and supporting data/information, and documents audit findings and the conclusions drawn

Keeps the Senior Auditor and/or Audit Manager abreast of progress, issues, and audit matters as they arise

Contributes to the drafting of audit observation sheets and audit reports

Supports and or participates in audit exit meeting with management

Ensures written reports are properly prepared and formatted for distribution

Qualification

Internal control auditsRisk assessmentsFinancial services experienceInternal auditing standardsCOSO frameworkAccounting knowledgeVerbal communicationWritten communicationLeadership skills

Required

Bachelor's Degree or equivalent

Minimum 3 years of experience in performing internal control audits and risk assessments required

Prior financial services industry experience, preferably banking

Understanding of risks, internal controls, work paper documentation, and issue identification concepts, and experience in applying them to plan, perform, and report on the evaluation of various business processes/areas/functions

Ability to work independently or under the guidance and supervision of a Senior Auditor

Strong verbal and written communication skills to effectively present to peers and management

Ability to exhibit leadership skills is needed to convey ideas and obtain management buy-in for constructive change

Understanding internal auditing standards, COSO, and risk assessment practices

Understanding of the technical aspects of accounting and financial reporting

Experience in performing multiple projects and working with varying team members