Apply on Employer Site

Remington Park Racetrack Casino · 1 day ago

BSA Compliance Auditor

Oklahoma City, OK

Full-time

Onsite

Entry, Mid Level

$50K/yr - $55K/yr

2+ years exp

Remington Park Racetrack Casino is seeking a BSA Compliance Auditor to conduct internal audits ensuring adherence to the Bank Secrecy Act and anti-money laundering regulations. The role is focused on protecting the organization from financial crime and mitigating regulatory risks through comprehensive compliance oversight and collaboration across departments.

Gaming

Hiring Manager

Jordan M.

Responsibilities

Serve as the key liaison between compliance and operational departments to ensure accurate, timely Currency Transaction Reports (CTRs) and compliance with documentation

Ensure all CTRs are entered into the system and all folders and supporting documentation are correctly filed, transmitted and received by FinCEN, confirming all submission are being processed, and are error free

Monitor all electronic communications from FinCEN. Ensure issues are being researched and corrected accordingly (i.e. SSN doesn’t match). Keep up with all advisories

Review MTL, MIL, logs

Review all incidents of suspicious activities including security and surveillance reports and maintain the supporting documentation for necessary to support the filing decisions of SARs

Use analytical skills to produce and follow leads, as well as link common or related activities, develop complete pictures of suspicious activity and uncover new trends in fraudulent behavior

File all SARs in a timely manner via electronic e-file on the BSA website

Assist cage and gaming departments with any questions or duties regarding Title 31 Compliance

Maintain the annual Title 31 training program including content development, online enrollment, live training sessions, and quiz requirements

Manage the annual Title 31 external review engagement

Maintain the BSA and OFAC compliance program documents

Chair the BSA Compliance committee, prepare the quarterly meetings materials and minutes

Implement external audit review recommendations

Oversee daily audit review, corrective actions, and risk-based analysis to maintain the highest standards of Title 31 compliance. Including analysis of all available data to establish trends

Evaluate internal controls, identify gaps, and recommend solutions that improve processes and minimize risk

Build strong relationships across departments and champion a culture of accountability, service, and continuous improvement

Perform all other duties as assigned

Qualification

Bank Secrecy ActTitle 31 complianceCFR31 Chapter XCasino operationsMicrosoft Office SuiteLeadership skillsCommunication skillsInterpersonal skillsAttention to detailOrganizational skills

Required

High school diploma equivalent required

Strong knowledge of CFR31 Chapter X, and Bank Secrecy Act

Strong leadership skills and ability to function within a position that has a wide scope and at times, high visibility and includes matters that require discretion and confidentiality

A high level of organization and ability to manage shifting priority and tight deadlines

Ability to relate well with others and perform duties with a high degree of integrity and adherence to professional ethical standards

Excellent communication and interpersonal skills to influence, guide, and collaborate across all levels of the organization

High level of attention to detail

Excellent oral and communication skills

Proficiency in Microsoft Office Suite required

2+ years' experience in a Title 31 or audit related field required

Must be able to pass a background check and receive a license or permit from any Regulatory Agency if applicable to perform the essential job functions

Must be able to complete a pre-employment drug test with a negative result