Transaction Operations Analyst (Hybrid) jobs in United States
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Broadridge · 2 days ago

Transaction Operations Analyst (Hybrid)

positionNorth Carolina - Home Office
timeFull-time
remoteHybrid
seniorityEntry Level
money$17/hr - $20/hr
date1+ years exp

Broadridge is a company dedicated to empowering others and is currently seeking a Transaction Operations Analyst to join their team. This role focuses on providing operational and transactional business process support for clients, ensuring high-quality service and compliance with contractual obligations.

BankingCrowdfundingEnterprise SoftwareFinanceFinancial ServicesInformation TechnologyOutsourcingSoftwareVenture Capital
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H1B Sponsor Likelynote

Responsibilities

Manage and maintain RAD (Receive and Deliver) activities
Handle DKs and resolve trade discrepancies
Process Free Receives and Deliver vs. Payment / Receive vs. Payment (DVP/RVP) differences
Perform SPO processing and pair-offs in coordination with the middle office and counterparties
Conduct end-of-day balancing and funding activities
Manage buy-in processing, fail control, and associated reporting
Prepare and file FINRA extensions and Reg SHO 204 reports
Perform Obligation Warehouse activities, including recaps
Reconcile stock and cash breaks
Support new issue processing, focusing on settlement and fail management
Execute ETF settlement processing
Process DWAC transactions for buybacks and conversions

Qualification

Trade settlement processesReconciliation practicesMicrosoft Office SuiteOperations experienceAttention to detailOrganizational skillsTime-management skillsTeamworkIndependent work

Required

1–3 years of operations or back-office experience in a financial services environment
Strong attention to detail and commitment to quality control
Excellent organizational and time-management skills
Ability to work independently and as part of a team in a high-volume environment

Preferred

Working knowledge of trade settlement processes, industry regulations, and reconciliation practices
Proficiency with Microsoft Office Suite
Familiarity with trade management or settlement systems

Benefits

Bonus Eligible
Paid sick leave in compliance with the Colorado Healthy Families and Workplaces Act

Company

Broadridge

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Broadridge is a provider of investor communications and technology solutions for broker dealers, banks, mutual funds and corporate issuers.
dateFounded in 1962
location
New York, New York, USA
people-size10001+ employees
web-link
http://www.broadridge.com

H1B Sponsorship

Broadridge has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (109)
2024 (124)
2023 (83)
2022 (141)
2021 (100)
2020 (73)

Funding

Current Stage
Public Company
Total Funding
$3.05B
2023-08-17Post Ipo Debt· $1.3B
2021-05-17Post Ipo Debt· $1B
2019-12-10Post Ipo Debt· $750M

Leadership Team

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Timothy Gokey
Chief Executive Officer
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Tyler Derr
Chief Technology Officer
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Recent News

FF News | Fintech Finance
Broadridge Names Rostislav Kotov as Head of Strategy and Business Development for Bank Broker-Dealer Investor Communication Solutions
2025-12-03
PR Newswire
AI, Product Innovation, and Next-Generation Investors Set the Course for the Future of Asset and Wealth Management, MMI-Broadridge Survey Finds
2025-11-21
thefly.com
Broadridge announces strategic partnership with Xceptor
2025-11-19
Company data provided by crunchbase