Director of Compliance jobs in United States
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Tishman Speyer · 1 day ago

Director of Compliance

Tishman Speyer is a diversified developer, operator, and investment manager of top-tier real estate. The Director of Compliance will support key components of the global compliance program, focusing on the review of U.S. marketing materials and providing compliance guidance across multiple functions.

Commercial Real EstateProperty DevelopmentReal EstateReal Estate Investment
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H1B Sponsor Likelynote

Responsibilities

Serve as the central reviewer for US marketing and investor-facing materials, including presentations, pitchbooks, PPM excerpts, case studies, fact sheets, website content, and other external communications
Verify that all materials meet regulatory standards under the Advisers Act, with particular attention to the Marketing Rule, performance advertising, case study usage, and required disclosures
Coordinate with investment teams to ensure materials are accurate, consistent, and updated promptly
Maintain templates, required disclosure language, and documentation of the review process
Track updates to the marketing rule, industry guidance, and relevant regulatory developments; help translate them into practical requirements for business partners
Prepare and deliver periodic training on marketing compliance expectations for internal teams
Assist in maintaining and enhancing marketing-related compliance policies and procedures
Support day-to-day administration of the firm’s Code of Ethics, including review of personal trading requests and monitoring for potential issues
Help maintain and update the firm’s restricted and watch lists based on investment activity, NDAs and potential MNPI concerns
Review quarterly and annual certifications, employee attestations, and documentation of Code of Ethics compliance
Review employee private investment requests, outside business activity disclosures, and potential conflicts and escalate as appropriate
Conduct preliminary reviews of employee participation in private placements or outside investments to ensure compliance with firm policy
Assist with regulatory filings, exam readiness, and responses to information requests
Help maintain compliance calendars and documentation
Participate in special projects and support broader compliance initiatives

Qualification

Regulatory compliance experienceAdvisers ActMarketing Rule expertiseReviewing marketing materialsCode of Ethics familiarityAnalytical skillsRelationship managementCommunication skillsProject management skillsAttention to detail

Required

Bachelor's degree required
3–6+ years of regulatory compliance experience in investment management, preferably at a private equity, real estate adviser or government agency
Strong working knowledge of the Advisers Act, especially the Marketing Rule and performance advertising requirements
Experience reviewing marketing materials or supporting investor relations compliance processes
Familiarity with Code of Ethics programs, personal trading systems, conflicts reviews, and private placement oversight
Exceptional attention to detail, strong writing skills, and the ability to identify issues quickly and clearly
Strong organization and project-management skills; ability to handle high volumes of material with tight timelines
Collaborative and proactive team member with the confidence to interact with business partners
Onsite presence is required for this position

Preferred

J.D. preferred

Benefits

Discretionary annual bonus
Comprehensive medical, dental, and vision insurance
Life and disability insurance
401(k) plan (with matching contributions)
Wellness benefits
All other benefits afforded to full-time Tishman Speyer employees

Company

Tishman Speyer

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Tishman Speyer is a real estate developer, owner, and investor that specializes in properties located in major cities worldwide.

H1B Sponsorship

Tishman Speyer has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (5)
2023 (5)
2022 (4)
2021 (2)
2020 (2)

Funding

Current Stage
Late Stage
Total Funding
$6.83B
Key Investors
La CaisseRBC Capital Markets
2025-04-11Debt Financing· $331M
2025-01-08Debt Financing· $2.85B
2024-10-18Debt Financing· $3.5B

Leadership Team

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Rob Speyer
President and CEO
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Jenny Wong
Senior Managing Director
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Company data provided by crunchbase