Senior Securities Attorney jobs in United States
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Jacko Law Group · 1 day ago

Senior Securities Attorney

positionSan Diego, CA
timeFull-time
remoteHybrid
senioritySenior Level, Lead/Staff
money$150K/yr - $200K/yr
date12+ years exp

Jacko Law Group is a leading Securities, Regulatory and Corporate law firm dedicated to excellence, innovation, and client-focused solutions. The Senior Securities Attorney will lead complex securities transactions, advise on regulatory compliance, and mentor junior attorneys while developing client relationships.

ConsultingLegalProfessional Services
Hiring Manager
Kathy Konzen
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Responsibilities

Lead and oversee complex securities transactions, including private placements, fund formations, and other investment-related agreements
Advise broker-dealers, RIAs, and private funds on compliance with federal and state securities laws, including the Securities Act of 1933, Securities Exchange Act of 1934, and Investment Advisers Act of 1940
Mentor junior attorneys and collaborate with cross-functional teams to drive the firm’s growth in securities transactional services
Develop and maintain client relationships, including expanding the firm’s securities client base through networking, thought leadership, and community engagement
Prepare and negotiate offering documents, subscription agreements, regulatory filings, and compliance programs

Qualification

Securities transactional experienceRegulatory compliance knowledgeLeadership skillsJuris Doctor (JD)California State Bar admissionAnalytical skillsClient service focusEntrepreneurial spiritPublished articlesInterpersonal skills

Required

Education: Juris Doctor (JD) from an accredited law school
Bar Admission: Active membership in good standing with the California State Bar. Admission to multiple jurisdictions is a plus
Experience: Minimum of 12 years of securities transactional experience, with a focus on broker-dealer, RIA, and private fund clients
Technical Knowledge: Deep understanding of regulations affecting the financial industry including federal and state securities laws, FINRA and SEC regulations, in addition to corporate law matters, M&A, regulatory exams and corporate strategic advisement
Skills: Strong leadership, analytical, and interpersonal skills. Proven ability to manage multiple high-stakes matters simultaneously
Client Service: Demonstrated success in building and maintaining client relationships with a focus on exceptional service

Preferred

Strong entrepreneurial spirit!
A solid book of business exceeding $400k that demonstrates commitment to client satisfaction and success
A passion for exceeding client expectations, developing new business and a desire to make a meaningful impact
Experience in managing a legal team or practice group
Published articles or speaking engagements on securities law topics

Benefits

Performance-based bonuses.
Comprehensive benefits package, including health, dental, and retirement plans.
Partnership track opportunities for qualified candidates.
Relocation will be provided for the right candidate.

Company

Jacko Law Group

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Jacko Law Group is a legal firm that provides consulting services for investment, business formations, mergers, and acquisition services.
location
San Diego, California, USA
people-size11-50 employees
web-link
https://www.jackolg.com/

Funding

Current Stage
Early Stage

Recent News

PRLog
Jacko Law Group Named Among Best Law Firms® for Corporate Law in San Diego
2025-11-07
PRLog
Michelle L. Jacko, Esq., Selected to the 2025 San Diego Super Lawyers List
2025-03-19
Company data provided by crunchbase