TD Securities ยท 4 days ago
Audit Manager II (US)
Mount Laurel, NJ
Full-time
Onsite
Mid, Senior Level
$92K/yr - $149K/yr
7+ years expTD Securities is one of the world's leading global financial institutions and is the fifth largest bank in North America. They are seeking an Audit Manager II to provide specialized expertise in the Internal Audit function, overseeing audits and ensuring compliance with regulatory standards.
BankingFinanceFinancial Services
Responsibilities
Contributes to the Audit planning process for specific businesses/ functional units, including audit plans, resource requirements and budgets
Has overall responsibility for completion of audits. Plans and leads audits and oversees staff working on multiple audits, forming conclusions, communicating scope/findings to business line
Works independently with minimal oversight and manages end-to-end audit engagements applying advanced understanding of audit methodology including defining scope, overseeing planning, and audit execution
Performs testing of critical areas of audit; performs review of audit documentation; oversees findings follow up and issue validation
Ensures documentation and reporting are ready for review by leadership
May oversee and/or independently perform multiple concurrent audits and related tasks from end to end
Ensures audits are executed and completed in accordance with established standards and within prescribed time, budget, and scope parameters to ensure deadlines are met
Oversees a small to medium sized team assigned to a given audit and provide coaching and feedback on performance throughout the audit
Evaluates internal and external risks for assigned business lines and/or functions utilizing their subject matter expertise
Acts as primary contact with management regarding audit scope, findings, and status
Qualification
Required
Undergraduate degree required
7+ years of relevant experience
Preferred
Banking industry audit experience with focus on Governance, Risk & Oversight Function strongly preferred
Relevant professional certifications, accounting designations, or other relevant industry certifications strongly preferred (e.g., CPA, CIA, CISA, FRM, CRMA)
Advanced knowledge of audit standards, procedures, laws, rules, and regulations
Ability to lead, plan, implement and evaluate program/project activities to ensure completion of audit
Skilled in mentoring, coaching, and performance management
Ability to work independently and collaboratively in a team environment
Ability to analyze, organize and prioritize work while meeting multiple deadlines
Ability to contribute to strategic direction of the audit function and provide advice to senior leadership
Proficient in Microsoft Office Suite (Excel, Word, PowerPoint) and experience with risk management and audit tools
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
TD Securities
TD Securities is an investment banking that offers global transaction, M&A advisory, foreign exchange, and equity research services.
5001-10000 employees
H1B Sponsorship
TD Securities has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (70)
2024 (49)
2023 (37)
2022 (31)
2021 (27)
2020 (30)
Funding
Current Stage
Late StageLeadership Team
Rona Ambrose
Deputy Chairwoman
Recent News
2026-01-06
Company data provided by crunchbase