CNG Holdings, Inc. · 2 days ago
Compliance Associate
Ohio, United States
Full-time
Onsite
Entry Level
1+ years expCNG Holdings, Inc. is a company that coordinates Federal and State law Compliance across its footprint. The Compliance Associate will manage license applications, oversee compliance reporting, and assist with regulatory matters to ensure adherence to compliance policies.
AccountingBusiness DevelopmentFinancial ServicesPersonal Finance
Responsibilities
Manage and process all license applications and annual license renewals held with various federal, state and local governmental departments for all CNG Holdings, Inc., entities
Research and review licensing requirements for new products and new states. Advise the business as to new licensing requirements and coordinate with the business in gathering all required documents for new licensing applications
Manage quarterly, bi-annual, and annual reports, which includes gathering and analyzing loan-level data and financial data to be included in the final reporting
Assist with the management of state and federal regulatory matters such as examinations, document requests, third party audits, and consumer complaints. Coordinate and track all pending examinations, examination findings, and examination remediation with the business
Develop and maintain Compliance policies and procedures, as well as assist with the Compliance oversight of enterprise-wide policies and procedures
Assist with ad hoc Compliance monitoring and testing. Assist with oversight and update of annual Compliance training
Qualification
Required
Minimum 1-2 years' experience in the consumer financial services field, experience investigating, applying for and renewing regulatory licenses and annual reports, and experience with ancillary insurance products
Working knowledge of TILA, ECOA, FCRA, FDCPA, BSA, UDAAP, MLA, SCRA, EFTA; knowledge of consumer credit or state licensed lending is helpful
Work experience in a financial services risk management, compliance, or audit function is helpful
Working knowledge of compliance, risk and controls within banking or financial industry is helpful
Strong attention to detail, written and verbal communication, analytical and problem-solving skills
Advanced in Microsoft Office programs
Ability to interact effectively with all levels of management, comfortable communicating with senior management and executives on sensitive matters
Proficiency conducting internet and legal research
Strong project and time management skills; ability to multi-task and prioritize ongoing projects with daily responsibilities
Ability to conduct investigations, perform root cause analysis, work independently, and handle complex tasks
Ability and willingness to consistently live and embrace our core values of accountable, inclusive, transparent, and focused
Company
CNG Holdings, Inc.
CNG Holdings Inc. (CNG) is headquartered in Cincinnati, Ohio, and is a respected leader in the financial services industry.
1001-5000 employees
Funding
Current Stage
Late StageLeadership Team
Luke Williamson
Chief Financial Officer
Andrea Andre
Chief Legal and Compliance Officer
Recent News
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